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Matthew J. Simmes

President and Chief Executive Officer at IES Holdings
CEO
Executive

About Matthew J. Simmes

Matthew J. Simmes, 49, is IES’s President & Chief Operating Officer and will become President & Chief Executive Officer and a Director effective July 1, 2025. He has served in leadership roles across IES for 31 years, including President of IES Communications and COO, with a track record centered on operational execution and systems/process improvements . Company performance metrics tied to pay show strong recent results: total shareholder return (fixed $100) reached $628.33 in FY2024, while Net Income was $219 million and Adjusted Pretax Income $295 million, both up sharply from FY2023; FY2024 Adjusted Pretax Income achieved 163.9% of target, triggering maximum company STIP payout levels .

Past Roles

OrganizationRoleYearsStrategic impact
IES Holdings, Inc.President & COODec 7, 2023 – presentLed operations and drove company financial goals; personal goals included process improvement, ERP implementation, and succession planning .
IES Holdings, Inc.COODec 3, 2021 – Dec 6, 2023Company-wide operational leadership and execution .
IES Communications (IES segment)PresidentJan 2017 – Dec 2021Led segment operations; executed growth and operational initiatives .
IES Communications (IES segment)VP, OperationsMar 2007 – Dec 2016Operational oversight and process leadership .

External Roles

No external public-company directorships or board committee roles are disclosed for Mr. Simmes in the company’s 10-K/proxy biographies .

Fixed Compensation

MetricFY2024FY2025
Base salary ($)750,000 750,000 (no increase; offset by supplementary STIP opportunity)
Target annual bonus (% of salary)100% 100%
Actual STIP bonus paid ($)1,214,241 (97% of max) n/a (in year)

Performance Compensation

FY2024 Short-Term Incentive Plan (STIP)

ComponentWeightMetric/ScaleTargetActualPayout (% of component)Notes
Company performance66.67% Adjusted Pretax Income vs. plan100% = $180.1m 163.9% of target; $293.0m 150% (max) Max achieved at ≥120% of target .
Personal performance33.33% 1–5 rating scale (target 3.5)3.5 Assessment by Committee185.7% Goals: processes/project execution, FY24 financials, IT/ERP, succession .
Total cash payout$1,214,241 (97% of max) .

FY2025 STIP and Supplementary STIP (SSTIP)

  • STIP target: $750,000 (100% of salary); same weighting and payout matrix as FY2024 .
  • Supplementary STIP (for Simmes only): cash bonus = 1.0% of FY2025 Adjusted Pretax Income above 62.5% of target + 1.5% of amount above 100% of target; capped at $7,500,000 .

Long-Term Incentives (Equity)

Grant/ProgramGrant dateTypeUnits (#)Vesting & performanceStatus / outcomes
FY22 LTIP Phantom UnitsDec 1, 2021Phantom Units12,124 2/3 perf. on Cumulative Adjusted Pretax Income (FY2022–24), 1/3 time-based; vesting mid-Dec 2024 Performance achieved at 120% of target; 9,699 perf. units vested Nov 22, 2024; 4,041 time-based units vested Nov 22, 2024 .
FY23 LTIP Phantom UnitsDec 1, 2022Phantom Units17,715 2/3 perf. on Cumulative Adjusted Pretax Income (FY2023–25), 1/3 time-based; vest mid-Dec 2025 Outstanding (subject to FY2023–25 results) .
FY24 LTIP Phantom UnitsNov 30, 2023Phantom Units10,521 2/3 perf. on Cumulative Adjusted Pretax Income (FY2024–26), 1/3 time-based; vest mid-Dec 2026 Outstanding .
FY25 LTIP Phantom UnitsNov 22, 2024Phantom Units2,691 2/3 perf. on Cumulative Adjusted Pretax Income (FY2025–27) with max vesting increased to 150% at ≥120% of target; 1/3 time-based; vest mid-Dec 2027 Outstanding .
Stock-Price-Based AwardDec 3, 2021Phantom Units50,000 Two tranches; each half subject to $75/$90 20/25-day price hurdles; tranche employment dates Dec 3, 2023 and Dec 3, 2024 Vested in full: 12,500 on Jan 8, 2024; 12,500 on Mar 7, 2024; 25,000 on Dec 3, 2024 .
Time-Based Award (promotion)Dec 5, 2023Phantom Units25,000 Time-based; scheduled to vest Dec 7, 2026 (continued employment) Outstanding .
Simmes Special Equity AwardDec 5, 2023Phantom Units5,612 Time-based; scheduled to vest Dec 7, 2026 Outstanding .
Value Creation PSUsNov 21, 2024Phantom Units (cash-settled for Simmes)40,000 Two equal time-based tranches scheduled to vest on or about Dec 1, 2026 and Dec 1, 2027 Outstanding .

Key vesting overhang: multiple sizable time-based tranches in Dec 2026 (25,000 + 5,612 + FY24 LTIP time/perf) and Dec 2027 (Value Creation PSUs + FY25 LTIP time/perf) may concentrate liquidity windows .

Equity Ownership & Alignment

ItemDetail
Beneficial ownership24,583 shares; less than 1% of 20,006,630 shares outstanding as of Dec 27, 2024 .
Unvested stock awards (9/30/24)78,764 units not vested; market value $15,722,870 at $199.62/share .
Unearned perf. awards (9/30/24)22,589 unearned perf. units (max basis), market value $4,509,216 .
Hedging/derivativesHedging and options trading prohibited by Insider Trading Policy .
PledgingNo specific disclosure on pledging in the cited policies .
Exec ownership guidelinesNo formal stock ownership guidelines for executive officers .

Employment Terms

ProvisionEconomics / Terms
Agreement eligibilitySimmes participates in the Executive Officer Severance Plan per his Letter Agreement .
Termination without cause / good reason (pre-COC)12 months base salary ($750,000), bonus for year of separation per Committee, COBRA est. $17,064, pro-rata vesting of performance units per plan; example total $14,877,090 as of 9/30/24 (includes equity vesting valuation) .
Termination without cause / good reason (within 12 months post-COC)24 months base salary ($1,500,000), 2× greater of last bonus or bonus opportunity ($2,428,482), COBRA est. $17,064, accelerated equity at max; example total $24,177,432 as of 9/30/24 .
Death/DisabilityBonus for year of separation ($1,214,241), 12 months salary ($750,000), COBRA est. $17,064, accelerated equity at max; example total $22,213,191 as of 9/30/24 .
Equity treatment on COCIf stock remains publicly traded, performance conditions deemed met at maximum; awards continue subject only to service. If not publicly traded, full vesting at COC with performance at maximum .
ClawbacksCompany has an Incentive Compensation Recoupment Policy; severance plan allows recoupment for “erroneously awarded” incentive compensation .

Related Party / Governance Considerations

  • Family employment: In FY2024, Mr. Simmes’s son and spouse were employed at IES. Aggregate FY2024 compensation was approximately $450,525 (son) and $502,380 (spouse; employment ended during FY2024) .
  • Majority shareholder: Tontine entities beneficially own ~54.77% of IES; a sale could trigger change-of-control provisions, affecting executive severance and other agreements .
  • Insider trading policy: Prohibits short sales and options trading; requires pre-clearance and trading windows for insiders .

Compensation Structure Analysis

  • Mix shift and leverage: 2024 featured a significant discretionary cash award ($2,285,000) atop a maximum company STIP payout and high personal-performance factor, increasing cash realization vs. prior year discretionary cash ($400,000) .
  • Added short-term leverage for 2025: Base salary held flat at $750,000, offset by a new Supplementary STIP with up to $7.5 million cap tied to outperformance on Adjusted Pretax Income, raising short-term earnings sensitivity of pay .
  • Equity structure: Emphasis on phantom units with combined performance and time-based vesting; special time-based awards (25,000; 5,612; 40,000 cash-settled PSUs) increase guaranteed equity vesting exposure through 2026–2027 absent termination for cause .

Pay Versus Performance (Context)

MetricFY2021FY2022FY2023FY2024
TSR – value of $100 investment ($)143.81 86.94 207.33 628.33
Net Income ($ millions)67 35 108 219
Adjusted Pretax Income ($ millions)80 51 141 295

FY2024 STIP company metric achieved 163.9% of target Adjusted Pretax Income ($293.0m vs. $180.1m target), driving the max company component payout .

Compensation Governance

  • HR & Compensation Committee: Independent; members included Todd M. Cleveland (Chair), Jennifer A. Baldock, and Joe D. Koshkin; met 7 times in FY2024 .
  • Market benchmarking: Mercer engaged; peer practices and groups reviewed and updated (TSR peer group in disclosures includes Comfort Systems USA, MYR Group, Sterling Infrastructure, Primoris, and Installed Building Products) [11: