Sign in

You're signed outSign in or to get full access.

Sarah Chen

Chief Actuary; Senior Vice President at KINGSTONE COMPANIES
Executive

About Sarah Chen

Sarah (Minlei) Chen is Senior Vice President, Chief Actuary and Head of Product Management at Kingstone Insurance Company (KICO), serving since November 2020 (SVP/Head of Product since August 2022). She is 42 (as disclosed in the 2024 Form 10-K list of executive officers). Ms. Chen holds a B.S. in Mathematics from Tsinghua University and an M.S. in Applied Mathematics from Brown University. Company performance context during her tenure: net income for the first nine months of 2025 was $26.0M versus $12.9M in the prior-year period, with equity compensation tied to SLT performance metrics; investor materials highlight a “Strong Management Team,” listing Chen as SVP & Chief Actuary .

Past Roles

OrganizationRoleYearsNotes/Impact
Homesite InsuranceActuarial Manager/Senior Pricing Manager and Actuary2018–2020Actuarial/pricing leadership in P&C personal lines per company bio
Plymouth Rock AssuranceActuarial Manager2013–2018Actuarial leadership per company bio

External Roles

  • No public-company directorships or external board roles disclosed in 2024 and 2025 10-K executive officer bios .

Fixed Compensation

Metric20232024
Salary ($)347,750 355,138
Target Bonus %Not disclosedNot disclosed
Actual Cash Bonus ($)0 166,609
All Other Compensation ($)7,588 (401(k) match) 7,838 (401(k) match)

Performance Compensation

Summary by instrument (2024 performance year)

InstrumentMetric LinkageGrant/Action DateAmount/SharesVestingNotes
Cash BonusGrowth and underwriting profitability (Employee Bonus Plan)2024 paid in 2025 reporting$166,609N/A (cash)SLT plan bases awards on growth & underwriting profitability
RSU (Restricted Stock)Growth and underwriting profitability (Employee Bonus Plan)2025-03-0310,935 shares; grant-date fair value $166,1091/3 on grant; 1/3 on 2026-03-03; 1/3 on 2027-03-03Grant for 2024 services; immediate vesting of 3,645 shares, then 3,645 on each anniversary
Stock OptionsN/A (time-based vesting)Jan 202410,000 optionsOne-third on each of first, second, third anniversaries of grantExercise price $2.25; expiration 2029-01-05

Detailed RSU award (granted for 2024 services)

DetailValue
Grant date2025-03-03
Shares granted10,935
Fair value at grant$166,109 (reported in 2024 Stock Awards)
Vesting schedule3,645 on 2025-03-03; 3,645 on 2026-03-03; 3,645 on 2027-03-03

Detailed stock option award (granted Jan 2024)

DetailValue
Shares underlying options10,000
Exercise price$2.25
VestingOne-third on each of first three anniversaries of grant date
Expiration2029-01-05
Currently exercisable at 2025-03-123,334 options (included in beneficial ownership footnote)
In-the-money check (context)KINS stock $14.58 on 2025-10-31 vs. $2.25 strike (options in the money as of that date)

Plan-level observations

  • Employee Bonus Plan: SLT eligible for cash bonuses and RSAs based on growth and underwriting profitability; performance metrics for 2025 YTD were met at the company level (SLT RSA bonus accruals recorded) .

Equity Ownership & Alignment

As-of DateBeneficial Ownership (Shares)% of ClassNotes
2024-06-146,893<1%DEF 14A 2024 ownership table
2024-12-31Options unexercisable: 10,000N/AOutstanding equity awards table (no unvested RSU at 12/31/24 for Chen)
2025-03-1215,384 (incl. 3,334 currently exercisable options)<1%2024 10-K Item 12 ownership table and footnote
2025-06-1315,384 (incl. 3,334 currently exercisable options)<1%2025 DEF 14A ownership table and footnote
  • Pledging/hedging: No pledging of shares disclosed for Ms. Chen in beneficial ownership tables; company maintains an Insider Trading Policy governing trading by insiders .
  • Ownership guidelines: No executive stock ownership guidelines specific to Ms. Chen disclosed in cited filings .

Upcoming vesting calendar (potential overhang/supply timing)

  • Options: One-third of the 10,000-share grant vests on each of the first, second, and third anniversaries of the January 2024 grant (i.e., 2025-01-05, 2026-01-05, 2027-01-05) .
  • RSUs: 3,645 shares on 2026-03-03 and 3,645 shares on 2027-03-03 (following 3,645 vested on 2025-03-03) .

Employment Terms

  • Contract status: No individual employment agreement for Ms. Chen is disclosed in the cited filings; compensation administered under the Employee Bonus Plan and equity plans .
  • Severance: No individual severance multiple disclosed for Ms. Chen in the cited filings .
  • Change-of-control (CoC): Under the 2014 and 2024 equity plans, Ms. Chen’s outstanding options and restricted stock will vest upon a change of control (single-trigger for equity). For death or disability, stock scheduled to vest on the next vesting date may vest under certain circumstances .
  • Clawback/tax gross-ups: Not specifically disclosed for Ms. Chen in cited sections; company insider trading and governance policies are filed/exhibited .

Performance & Track Record

  • Role scope: Chief Actuary and Head of Product Management at KICO since Aug 2022 (Chief Actuary since Nov 2020) .
  • Company operating context: Nine months 2025 net income of $26.0M vs. $12.9M in nine months 2024; equity compensation increased due to additional restricted stock awards for SLT as of Dec 31, 2024 (bonus plan) .
  • Governance/compliance: One late Form 4 filed by Ms. Chen in 2023 and one late Form 4 in 2024 noted in company disclosures .

Compensation Committee & Governance Context

  • Compensation Committee members in 2025: Yankus (Chair), Newgarden, Tupper, Singh, D’Andre (all independent) .
  • Equity award grant practices: For NEOs other than the CEO, awards are generally discretionary and granted in Feb/Mar based on prior-year growth and underwriting profitability; committee did not time grants around MNPI in 2024 .

Investment Implications

  • Pay-for-performance alignment: Ms. Chen’s 2024 compensation mix is meaningfully at-risk, with a $166.6k cash bonus and $166.1k RSU value tied to company growth and underwriting profitability; this supports alignment with underwriting margin improvement and profitable growth objectives .
  • Vesting/selling pressure timing: A clear vesting calendar (options annually in January; RSUs in March 2026 and March 2027) creates identifiable windows for potential insider sales absent pre-arranged trading plans; options are in-the-money versus the Oct 31, 2025 price reference, reinforcing realizable value .
  • Retention and CoC dynamics: Equity is time-based and accelerates upon change-of-control (single-trigger), which may reduce retention incentives in a sale scenario but enhances immediate deal-aligned realizations; absence of a disclosed individual severance multiple for Ms. Chen limits guaranteed cash payouts on exit .
  • Ownership/signal: Beneficial ownership remains <1% with incremental growth from 6,893 (June 2024) to 15,384 (March/June 2025), including exercisable options—a modest but rising stake; no pledging disclosed, and insider trading policy is in place .
  • Governance note: Isolated late Section 16 filings (Form 4) in 2023 and 2024 represent minor compliance slippage but no broader pattern indicated by company disclosures .