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Laura Capra

Executive Vice President and Head of Retail Banking at Metropolitan Bank Holding
Executive

About Laura Capra

Executive Vice President and Head of Retail Banking at Metropolitan Commercial Bank (MCB) since 2012; age 57; attended Middlesex County College. Prior roles include Senior Vice President, District Executive at Sovereign/Santander Bank (2006–2012) and earlier years at Independence Community Bank; current remit spans retail network leadership, deposit growth, profitability, operational efficiency, and customer experience . Short‑term incentives are tied to adjusted Net Income growth and adjusted ROATCE plus business-line goals; in 2024 her corporate scorecard paid at Target and business performance above Target .

Past Roles

OrganizationRoleYearsStrategic Impact
Metropolitan Commercial BankEVP & Head of Retail Banking2012–PresentLeads retail network; strategies to achieve deposit growth, improved profitability, operational efficiency; best‑in‑class customer experience
Sovereign/Santander BankSVP, District Executive2006–2012Managed retail banking district; commercial and retail execution
Independence Community BankVarious roles (early career)Not disclosedSpearheaded expansion of retail banking network throughout Manhattan

External Roles

  • No external public company directorships or committee roles disclosed .

Fixed Compensation

Metric202220232024
Base Salary ($)373,161 388,088 407,492
Target AIP Bonus (% of Salary)Not disclosed100% (Target $388,088) 100%
Actual Cash Bonus Paid ($)123,610 116,426 105,693

Performance Compensation

Annual Incentive Plan (AIP) – 2024

Payable 25% cash / 75% RSUs; RSUs vest in three equal annual installments beginning ~one year after grant .

Component / MetricWeightingThreshold ($)Target ($)Maximum ($)OutcomePayout ($)Vesting
Corporate Performance (Adjusted Net Income Growth; Adjusted ROATCE)50%101,873 203,746 203,746 Target 203,746 25% cash / 75% RSUs, 3‑year ratable
Business Performance (Retail goals incl. deposits, customer satisfaction, audits, regulatory)50%81,498 203,746 285,245 Above Target 219,027 25% cash / 75% RSUs, 3‑year ratable
Total AIP183,372 407,492 488,991 422,773 25% cash / 75% RSUs, 3‑year ratable

Corporate scorecard metrics set by the Compensation Committee: Adjusted Net Income Growth Target 11% and Adjusted ROATCE Target 10%; maximum earnout capped at target for corporate component .

Annual Incentive Plan (AIP) – 2023

Payable 25% cash / 75% RSUs; RSUs vest in three equal annual installments beginning ~one year after grant .

MetricThreshold ($)Target ($)Maximum ($)OutcomePayout ($)Vesting
Annual Net Income Growth (8%–12%)46,645 97,022 145,533 Target 97,022 25% cash / 75% RSUs
ROATCE (15.0%–15.6% dependent on Net Income range)46,645 97,022 145,533 Target 97,022 25% cash / 75% RSUs
Net Deposit Growth of $250MM ($50MM DDA/$200MM money market interest bearing)48,511 97,022 145,533 Maximum 145,533 25% cash / 75% RSUs
Maintains high level of customer service satisfaction19,404 38,809 58,213 Maximum 58,213 25% cash / 75% RSUs
Assist in increasing lending deposit relationships9,702 19,404 29,107 Maximum 29,107 25% cash / 75% RSUs
Satisfactory retail audit reportsNA 19,404 19,404 Maximum 19,404 25% cash / 75% RSUs
Satisfactory retail regulatory reportsNA 19,404 19,404 Maximum 19,404 25% cash / 75% RSUs
Total170,907 388,088 562,727 465,705 25% cash / 75% RSUs

Equity Ownership & Alignment

ItemDetail
Beneficial Ownership (as of 4/3/2025)38,044 shares; <1% of 11,066,234 outstanding
Stock Ownership Guidelines (Execs)Other NEOs: 3x annual base salary; CEO: 6x; other execs: 1x
Hedging / PledgingHedging prohibited; margin accounts prohibited; broader insider trading restrictions; pledging requires Board approval (noted for directors; executives subject to similar prohibitions)
Options OutstandingNone; no unexercised stock options for NEOs as of 12/31/2024

Outstanding unvested RSUs (12/31/2024):

  • 3/1/2024 grant: 8,492 RSUs; fair value $495,933; vest in 3 equal annual installments beginning 3/1/2025 .
  • 3/1/2023 grant: 4,416 RSUs; fair value $257,894; vest in 3 equal annual installments beginning 3/1/2024 .
  • 2/23/2022 grant: 1,205 RSUs; fair value $70,372; vest in 3 equal annual installments beginning 3/1/2023 .

Prior year unvested RSUs (12/29/2023):

  • 3/1/2023 grant: 6,624 RSUs; fair value $366,837; vest in 3 equal annual installments beginning 3/1/2024 .
  • 2/23/2022 grant: 2,411 RSUs; fair value $133,521; vest in 3 equal annual installments beginning 3/1/2023 .
  • 2/23/2021 grant: 2,365 RSUs; fair value $130,974; vest in 3 equal annual installments beginning 3/1/2022 .

Vesting cadence and potential selling pressure:

  • Material vesting dates cluster around March 1 each year (2025–2027), with 2024 grants vesting ratably from 3/1/2025 and 2023 grants vesting from 3/1/2024 .

Employment Terms

ProvisionTerms
Change‑in‑Control AgreementQualifying termination within 12 months post‑CoC for reasons other than good cause → payment equal to annual base cash compensation (single‑trigger payment upon qualifying termination; plan features state double‑trigger for equity vesting) .
CIC Cash Severance (illustrative)2024 proxy estimated: $400,000 cash; restricted stock vesting $668,838 . 2025 proxy updated: $407,492 cash; restricted stock vesting $824,199 .
Termination Without Cause/Good Reason (general table)Estimated: $407,492 cash and $824,199 vesting value as of 12/31/2024 .
Disability / DeathEstimated: $407,492 cash; restricted stock vesting $824,199 (2025 table) .
Clawback PolicyThree‑year lookback for incentive‑based compensation in the event of an accounting restatement, adopted 9/26/2023 per SEC/NYSE rules .
Insider Trading PolicyProhibits hedging, short‑term trading, short sales, margin accounts, and derivative transactions; Rule 10b5‑1 plans must be pre‑approved .

Notes:

  • Payments may be reduced to avoid Section 280G excise tax penalties .
  • Amended Equity Incentive Plan prohibits option repricing and uses a double‑trigger for change‑in‑control equity acceleration; minimum one‑year vesting for ≥95% of awards .

Compensation Structure Analysis

  • Mix and pay‑for‑performance: For 2024, corporate metrics paid at Target and business goals above Target; payout structure remains 75% equity / 25% cash, reinforcing at‑risk alignment with multi‑year vesting .
  • Metrics rigor: Corporate maximum earnout capped at Target, limiting windfall payouts; corporate metrics based on adjusted Net Income growth and adjusted ROATCE connected to strategic plan and transformation/exit adjustments .
  • Equity design: No options outstanding; awards are RSUs with one‑year minimum vesting and double‑trigger CIC protection; no option repricing allowed—strong governance guardrails .

Compensation Committee & Peer Group

  • Committee: Oversight of CEO and executive compensation; uses independent compensation consultant for equity grant practices .
  • 2024 peer group reconstituted post‑payments exit to align with regional/commercial banks; added Blue Foundry (BLFY), Dime Community (DCOM), NB Bancorp (NBBK), among others; decisions are guided by peer/market data but not fixed percentile targets .

Investment Implications

  • Alignment: High proportion of equity-based pay with multi‑year RSU vesting and strict hedging/pledging prohibitions supports long‑term alignment; ownership guidelines at 3x salary increase skin‑in‑the‑game expectations .
  • Supply overhang / selling pressure: RSU vesting clusters on March 1 annually (2025–2027) from 2024 and 2023 grants, potentially creating predictable liquidity events; monitor Form 4 activity around these dates .
  • Retention risk: CIC economics are modest (≈1× base salary) and clawback applies; equity features require double‑trigger for acceleration, reducing parachute inflation risk .
  • Performance levers: AIP metrics hinge on adjusted Net Income growth, adjusted ROATCE, and retail deposit growth/service KPIs; her 2024 above‑target business performance underscores execution on deposit/customer goals—continued success here will drive RSU vesting value and future AIP payouts .