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Derek McGee

Chief Legal Counsel at Origin Bancorp
Executive

About Derek McGee

Derek McGee is Senior Executive Officer & Chief Legal Counsel at Origin Bancorp, Inc. (OBK), age 44, having joined in January 2022 after a career advising financial institutions on corporate, securities, M&A, and regulatory matters at Fenimore Kay Harrison LLP and Hunton Andrews Kurth LLP. He holds a B.B.A. in Finance (Baylor University) and a J.D. (SMU), and is admitted to the Texas Bar; his role includes oversight of all legal matters and key strategic initiatives, with notable 2024 execution on $10B readiness, MSR sale legal work, and investor-related agreements. Company-level performance context for 2024: ROAA was 0.77% (down 8.33% vs 2023), ROAE 6.92% (down 17.4% vs 2023), with NIM-FTE stable at 3.22% and book value per share up 7.0%; provision expense fell 55.5% YoY, while nonperforming loans and net charge-offs rose modestly, informing incentive outcomes and risk focus. McGee’s 2024 individual scorecard achieved 130% of target, reflecting execution across regulatory readiness (FRB reporting, Federal Register monitoring) and legal workstreams tied to strategic priorities .

Past Roles

OrganizationRoleYearsStrategic Impact
Fenimore Kay Harrison LLPPartner (Financial Institutions)2010–2021Led corporate, securities, and regulatory representation for banks; extensive M&A and securities offering execution
Hunton Andrews Kurth LLP (formerly Hunton & Williams LLP)Attorney, Financial Institutions GroupNot disclosedAdvised on SEC reporting and compliance; supported complex transactions for financial institutions

External Roles

OrganizationRoleYearsStrategic Impact
Independent Bankers Association of Texas (IBAT)Past Board Member; Past Vice Chair, Associate Member Advisory CouncilNot disclosedIndustry engagement and policy insight; network building in Texas banking
IBAT Leadership DivisionPast Board MemberNot disclosedLeadership development and industry advocacy
First Tee of Greater AustinPast Board MemberNot disclosedCommunity engagement and nonprofit governance

Fixed Compensation

Component202220232024
Base Salary ($)458,542 475,000 475,000
Sign-on Bonus ($)50,000
Target STIP (% of Base)Threshold 25%; Target 50%; Max 75% Threshold 25%; Target 50%; Max 75% Threshold 25%; Target 50%; Max 75%
Actual STIP Payout ($)294,340 220,682 252,938
Perquisites & Other ($)35,798 36,146 37,702 (Auto allowance $12,000; 401(k) $10,350; Country club $15,352)

Performance Compensation

2024 Short-Term Incentive (STIP) – Financial Metrics

MetricWeightingTargetActual% of Target Earned
Normalized PTPP ROAA30% 1.16% 1.16% 100.0%
Normalized Net Income25% $76.9mm $76.9mm 100.0%
NPA Ratio (NPLs+Repossessed / LHFI+Repossessed)10% 1.00% 1.04% 90.0%
Net Charge-offs / Avg LHFI10% 0.25% 0.25% 100.0%
Financial Portion Achievement75% total98.7%

2024 STIP – Individual Scorecard

ExecutiveScorecard AchievementCombined STIP FactorActual Bonus ($)
Derek McGee (CLC)130.0% of target (weighted 32.5%) Financial 98.7% + Scorecard 130.0% → Combined 106.5% 252,938

Key 2024 accomplishments (Scorecard): regulatory readiness for $10B thresholds (85% of high-priority gaps addressed; FRB reporting ownership and attestation), legal leadership on MSR sale, investor rights agreement negotiations, and equity purchase agreements for Argent Financial; legal vendor optimization for expense savings .

Long-Term Incentive (LTI) Design and Grants

ElementMetric(s)Payout RangeVesting2024 Target Value2024 Granted Units
PSUs (50% of LTI)3-year ROAA & ROAE, equally weighted; 85–115% of target scale 50%–150% of target Cliff vest FY2026 measurement; settle Feb 20, 2027 $118,750 Threshold 1,798; Target 3,596; Max 5,394
RSUs (50% of LTI)Time-based33.3% annually; final May 20, 2027 $118,750 3,596 stock units

PSU historical outcome (2012 grant cohort measured through FY2024): ROAA 1.05% → 57.13% payout; ROAE 10.63% → 70.67%; Derek’s actual payout 1,604 shares for the 2022 PSUs .

Equity Ownership & Alignment

ItemDetail
Beneficial Ownership15,489 common shares; less than 1% of class based on 31,243,906 shares outstanding (Feb 21, 2025)
Outstanding Unvested/Unearned Awards at 12/31/2024RSUs: 6,702 shares (20% annual vesting to Feb 18, 2027) ; PSUs/RSUs shown as unearned units: 837, 1,604 (2022 PSUs per final outcome) , 1,997 & 1,497 (2023 PSU cohorts) , 3,596 (2024 time-based RSUs as shown), 5,394 (2024 PSUs at max scale for disclosure)
Option AwardsNone outstanding
Stock Ownership GuidelinesSenior Executive Officers: 2x base salary; all executives and directors in compliance at 12/31/2024
Hedging & Pledging PolicyHedging prohibited; pledging discouraged and requires prior approval; margin accounts prohibited

2024 vested stock: 4,068 shares; value realized $123,789 (pre-tax) .

Employment Terms

TermProvisionEstimated Value/Notes
Employment Start & TenureJoined OBK January 2022; Senior Executive Officer & Chief Legal Counsel
CIC SeveranceDouble-trigger: if terminated without Cause or for Good Reason within 2 years post-CIC → cash severance equal to 2x current base salary + 2x average STIP bonus for last 3 years
Equity AccelerationRSUs: 100% acceleration upon death, disability, CIC (if not assumed/substituted) or qualified retirement; PSUs: pro-rata based on elapsed performance period for death/disability/termination w/o cause/retirement; upon CIC if not assumed or within 12 months post-CIC termination w/o cause → 100% of target PSUs vest
Potential Payments (12/31/2024 basis)CIC total $2,243,282; components include RSU/PSU acceleration ($740,203 at $33.29/share), STIP proration not applicable for CIC, PTO payout $41,106; Company-provided life insurance is separate (2x salary capped at $500,000)
Life Insurance BenefitCompany-paid: 2x salary up to $500,000 (death)
STIP ProrationDeath, disability or retirement → prorated STIP based on actual performance (illustrative: $252,938 for 2024)
ClawbackMandatory recovery of incentive compensation upon “Big R” or “little r” restatements; recovery regardless of fault; no indemnification
Deferred CompensationNonqualified Deferred Compensation Plan permits salary/bonus deferrals; equity deferral program suspended effective 1/1/2025; no Company discretionary contributions currently
Pension/SERPNo SERP or ESIA for McGee (SERP and ESIA limited to certain executives)

Compensation Structure Analysis

  • Mix and at-risk: For NEOs, ~48% of total targeted comp is performance-based or at-risk (STIP + equity), with McGee’s 2024 LTI split equally between PSUs and RSUs; options are not used, reducing leverage and repricing risk .
  • Metrics alignment: STIP focused on profitability and credit quality (PTPP ROAA, normalized net income, NPA ratio, NCO ratio), with Committee discretion to normalize for unusual items; PSUs align to 3-year ROAA/ROAE, balancing return and capital efficiency .
  • Governance safeguards: No excise tax gross-ups; no option repricing without shareholder approval; hedging banned; pledging discouraged with approval; minimum vesting periods (generally ≥3 years) and clawback policy adopted under SEC/NYSE rules .

Say-on-Pay & Peer Benchmarking

  • 2024 say-on-pay support was 98.0%, indicating strong shareholder endorsement of the program; Committee maintained design consistency for 2024/2025 .
  • Peer group: 20 regional banks (median assets ~$12.2B) used for benchmarking and design calibration; Meridian Compensation Partners served as independent advisor .

Investment Implications

  • Retention risk low near-term: Double-trigger CIC economics (~$2.24M estimate at 12/31/24) and multi-year RSU/PSU vesting through 2027 support continuity; no SERP/ESIA reduces legacy lock-in but ownership guidelines and clawbacks increase alignment and discipline .
  • Selling pressure windows: Scheduled RSU vesting annually (e.g., 2024 grants vest 33.3% through 2027; 2022 RSUs 20% through 2027) and PSU settlements (2025/2026/2027 cohorts) create predictable vest events; hedging is prohibited, and any pledging would require prior approval, mitigating forced-selling risks from derivatives or margin .
  • Pay-for-performance linkage: STIP and PSU metrics directly tied to profitability/returns and credit quality—watch subsequent-year changes in NPA/NCO trend, ROAA/ROAE trajectory, and normalization adjustments; McGee’s legal execution on regulatory readiness and strategic transactions was rewarded (130% scorecard), signaling emphasis on risk oversight and capital optimization .
  • Ownership alignment: Beneficial ownership <1% is typical for counsel; compliance with ownership guidelines and continued RSU accumulation provide ongoing alignment; no option overhang reduces dilution risk .

Overall, McGee’s package emphasizes sustained execution on regulatory, risk, and strategic legal initiatives, with measured upside via PSUs tied to multi-year ROAA/ROAE, and robust governance guardrails reducing misalignment risk .