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Benjamin I. Zachary

About Benjamin I. Zachary

Benjamin I. Zachary, age 68, is an independent director of Peoples Bancorp of North Carolina, Inc. (PEBK) and has served on the Board since 1995. He is a Certified Public Accountant with eight years of prior experience at a national accounting firm auditing banks, and he holds a B.S. in business administration (accounting) from the University of North Carolina at Chapel Hill. Zachary is President, Treasurer, and General Manager of Alexander Railroad Company and serves as its director; he is also Treasurer of the Taylorsville Rotary Club and its Foundation. The company states all Board members are “independent” under NASDAQ Global Select Market rules.

Past Roles

OrganizationRoleTenureCommittees/Impact
Peoples Bancorp of North Carolina, Inc.DirectorDirector since 1995Long-standing Board member; banking experience emphasized in audit oversight
National Accounting FirmCertified Public Accountant (Audit)8 yearsPerformed financial statement audits of several banks (financial expertise)

External Roles

OrganizationRoleTenureNotes
Alexander Railroad CompanyPresident, Treasurer, General Manager; DirectorCurrentAlso beneficial owner of 70,441 PEBK shares via Alexander Railroad Company
Taylorsville Rotary Club (and Foundation)TreasurerCurrentCommunity engagement and fiduciary responsibilities

Board Governance

CategoryDetails
IndependenceAll members of the Board are “independent” under NASDAQ Global Select Market rules
CommitteesExecutive Committee (member); Audit and Enterprise Risk Committee (member)
Committee chair rolesAudit & Enterprise Risk Committee chaired by Billy L. Price, Jr., M.D.; Zachary not a chair
Committee expertiseBoard determined each Audit Committee member qualifies as an “audit committee financial expert”
Committee meeting cadenceAudit Committee met 10 times in 2024; Executive Committee met on an “as needed” basis and did not meet in 2024
Board meeting cadenceBoard held 15 meetings in 2024
AttendanceAll incumbent directors attended more than 75% of Board and committee meetings; all directors attended the 2024 Annual Meeting
Related-party oversightLoans/credit to Related Persons follow Regulation O; other related transactions require approval by a majority of disinterested directors after review of material facts

Fixed Compensation

ComponentAmount/Policy2024 Amount for Zachary
Annual retainer (Bank Board)$22,000 cash retainer $22,000 (included in fees)
Board meeting fee$1,400 per Bank Board meeting attended; $500 for teleconference meeting Included in total
Committee meeting fee$1,000 per committee meeting attended Included in total
Committee chair premium$150 per committee meeting for chairs (not applicable to Zachary) $0
Chairman premium$250 per meeting for Bank Board Chairman (not applicable to Zachary) $0
Subsidiary board fees$1,000 per meeting for Real Estate Advisory Services, Peoples Investment Services, PB Real Estate Holdings, and CBRES As applicable (not itemized), included if served
Total fees earned (2024)Cash fees for service on Bank Board/committees$53,700
Equity awards to directors (2024)No director equity grants in 2024; no director had RSUs outstanding at Dec 31, 2024
Deferred compensation eligibilityDirectors may defer fees; Bank made no contributions in 2024
Director supplemental retirement planNon-qualified plan with benefits paid annually for 15 years beginning upon retirement

Performance Compensation

ElementDisclosure
Performance-based director payNot disclosed; directors are compensated via cash retainers and meeting fees; no 2024 equity grants to directors

Other Directorships & Interlocks

CompanyRoleInterlock/Ownership Note
Alexander Railroad CompanyPresident, Treasurer, General Manager; DirectorHolds 70,441 PEBK shares; multiple PEBK directors also affiliated with Alexander Railroad (e.g., James S. Abernethy is VP, Secretary and Chairman of Alexander Railroad; Ashton V. Abernethy is a director)
  • Potential conflict signal: Cross-directorships and entity share ownership could create perceived interlocks; company cites independence and Regulation O controls for related transactions.

Expertise & Qualifications

  • Certified Public Accountant with eight years in bank audit work at a national firm, contributing strong financial reporting oversight and audit literacy.
  • 29 years of banking experience complementing Board risk oversight and credit understanding.
  • Degree: B.S. in business administration (accounting concentration), UNC Chapel Hill.
  • Community stewardship roles (Rotary Club treasurer), reinforcing governance and fiduciary focus.

Equity Ownership

MetricAmountNotes
Total beneficial ownership (shares)121,694Includes 70,441 shares owned by Alexander Railroad Company
Ownership (% of outstanding)2.23%Based on 5,459,441 shares outstanding at the record date (March 7, 2025)
BreakdownDirect + entity-attributedFootnote attributes 70,441 via Alexander Railroad Company
Vested vs unvestedNo director RSUs outstanding at 12/31/2024Company did not grant director equity in 2024
Pledging/hedgingNot disclosedNo pledging/hedging disclosure specific to Zachary in proxy

Governance Assessment

  • Strengths
    • Deep financial expertise and CPA background; Audit Committee membership with “financial expert” designation across members supports robust financial oversight.
    • Long-tenured independent director with consistent attendance (Board reported >75% threshold for all incumbents) and full Board participation at the Annual Meeting.
    • Clear policies for insider trading, award timing, and clawbacks (executive policy), plus structured committee charters and risk oversight framework.
  • Risks and potential red flags
    • Interlocks via Alexander Railroad Company: Zachary’s executive role and directorship alongside other PEBK directors, and the company’s shareholding by Alexander Railroad (70,441 shares), may raise perceived conflict risk despite independence determinations and Regulation O controls.
    • No equity grants to directors in 2024; compensation primarily cash-based (retainer/meeting fees), potentially weaker stock-based alignment for directors compared with companies using director equity, though service recognition stock awards exist.
  • Overall view
    • Governance structure (non-employee Chair; separate CEO; active Audit/Risk oversight) and Zachary’s financial credentials support investor confidence; monitoring related-party exposure and interlocks remains prudent.