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James O. Perry

Executive Vice President and Chief Banking Officer at PEOPLES BANCORP OF NORTH CAROLINA
Executive

About James O. Perry

James O. Perry, age 54, is Executive Vice President and Chief Banking Officer of Peoples Bank (PEBK), responsible for Customer Service Center, Marketing, Mortgage Sales, Retail Banking, Talent Management, and Treasury Services . He joined the Bank in 1999 and has 33 years of banking experience, including prior roles as a small business banker, credit administration/commercial lending, and four years with the Office of the Comptroller of the Currency; he holds a BA in Economics from the University of Illinois Urbana-Champaign and is a graduate of the Graduate School of Banking at LSU . Company performance context: 2024 net earnings were $16.353 million (up vs. 2023), ROA 0.99%, and ROE 12.59% . Pay-versus-performance disclosure indicates compensation alignment with TSR and net income over 2022–2023, with 2024 stable compensation vs. improved net income .

Past Roles

OrganizationRoleYearsStrategic Impact
Office of the Comptroller of the Currency (OCC)Examiner/Bank Supervision4 years Regulatory skillset; credit and compliance discipline
National BankSmall Business Banker2 years SMB origination and relationship development
Prior Banking RoleCredit Administration & Commercial Loan Officer2 years Underwriting, portfolio management, commercial growth
Peoples BankVP – Commercial Loan Officer; FVP – Commercial Area Executive; SVP – Retail Banking ManagerNot disclosed Market expansion, retail leadership, client service

External Roles

OrganizationRoleYearsStrategic Impact
No external directorships disclosed

Fixed Compensation

YearBase Salary ($)Target Bonus %Actual Bonus Paid ($)Notes
2024213,132 Not disclosed50,000 (discretionary; paid Jan 2025) No payout under Management Incentive Plan (MIP) for 2024

Perquisites and Other Compensation (2024)

Employer Match – 401(k) ($)Country Club Dues ($)Split Dollar Death Benefit ($)Group Term Life ($)Dividends on RSUs ($)Other ($)Total All Other ($)
11,451 4,080 270 1,033 411 3,750 20,995
2024 Total Compensation ($)
290,219

Performance Compensation

Incentive TypeMetricWeightingTargetActual/PayoutVesting Details
Management Incentive Plan (Annual Cash)Corporate budget attainment + individual goals Not disclosedNot disclosedNo payout for 2024 Annual cash (no vesting)
Discretionary BonusBoard discretion for exceptional accomplishments Not applicableNot applicable$50,000 (paid Jan 2025) Cash (no vesting)
RSUs (Time-based)Time-based service vesting (Omnibus Plan) Not applicableNot applicable1,175 RSUs vested on May 7, 2024 at $30.86/share Time-based; previously granted under 2020 Plan

RSU grants outstanding for Perry at FY-end 2024: none; he had no unvested awards as of 12/31/2024 .

Equity Ownership & Alignment

ItemDetail
Beneficial Ownership10,780 shares
Ownership as % of OutstandingLess than 1% (“*” per proxy)
Vested vs. UnvestedNo unvested RSUs at 12/31/2024; 1,175 RSUs vested in 2024
Options (Exercisable/Unexercisable)None disclosed; no options exercised in 2024
Shares Pledged as CollateralNot disclosed (no pledging disclosure found)
Stock Ownership GuidelinesNot disclosed
Insider Trading PolicyOpen-window trading only; encouraged pre-clearance; blackout/award restrictions policy in place

Employment Terms

TermKey Economics/Provisions
Employment AgreementEntered 2015; initial 24-month term; auto-renews annually unless notice not to extend
Base Salary FloorAt least $140,000 per year (subject to review; cannot be reduced)
Incentive EligibilityDiscretionary bonuses; participation in management incentive, pension, profit-sharing, medical, retirement plans, and fringe benefits
Termination (without cause/good reason, non-CIC)Severance and welfare benefits per agreement (amounts not itemized in proxy)
Change-in-Control (CIC)Severance equals the greater of remaining term salary or 2.99x base salary, plus prorated prior-year cash bonus; immediate vesting of unvested RSUs/options; 100% vesting of nonqualified benefits
CIC Illustrative Payout (12/31/2024)~$789,000 for Perry if terminated at/within one year of CIC, based on 2024 salary/bonus
Restrictive CovenantsNon-compete and non-solicit post-termination
Clawback PolicySEC/Nasdaq Rule 10D-1 compliant; mandatory recovery of erroneously awarded incentive compensation over a 3-year lookback post restatement; employment agreements amended Nov 2023 to comply
SERP (Executive Salary Continuation Agreement)Present value $64,645 at 12/31/2024; amended Jan 2025 to extend payout from 10 to 13 years and increase annual supplemental benefit from $12,000 to $45,000

Compensation Structure Analysis

  • No 2024 MIP payout and reliance on a $50,000 discretionary bonus suggests emphasis on Board judgment vs. formulaic annual incentives in the year .
  • No unvested RSUs at year-end 2024 reduces near-term forced-selling pressure from vesting events; options are not a component of his package, lowering equity-related risk .
  • CIC protection at 2.99x salary plus full vesting is standard small-cap banking market practice; the illustrative CIC payout of ~$789k frames retention and transition economics .
  • Clawback adoption (Oct 2023) and employment agreement amendments (Nov 2023) strengthen governance and pay-for-performance accountability .

Say-on-Pay & Shareholder Feedback

  • 2022 Say-on-Pay approval: 89% of votes cast supported executive compensation .
  • Board recommends Say-on-Frequency every three years; shareholders to vote on Say-on-Pay and frequency in 2025 .

Investment Implications

  • Alignment: Perry’s 2024 pay is primarily fixed salary plus a modest discretionary bonus; lack of MIP payout indicates disciplined annual incentive application. With no unvested RSUs at year-end, equity-aligned upside is limited near term, but governance guardrails (clawback, insider trading policies) are robust .
  • Retention/Transition: Employment terms feature annual auto-renewal, non-compete/non-solicit, and standard CIC economics (2.99x salary) with an illustrative CIC payout of ~$789k—adequate retention while capping change-of-control costs; SERP enhancement to $45k/year for 13 years (Jan 2025) increases long-term retention value .
  • Trading Signals: Absence of unvested equity and award blackout policy reduce mechanical selling pressure; discretionary bonus and perqs are modest; no pledging disclosed—limited red flags .
  • Execution Risk Context: Company net earnings improved in 2024, with ROA/ROE at ~1%/~12.6%; Pay-versus-Performance disclosures suggest historical alignment with TSR/net income trends—supportive backdrop for Perry’s banking/retail execution mandate .