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Evan Sowers

President and Chief Executive Officer, Riverview Trust Company at RIVERVIEW BANCORP
Executive

About Evan Sowers

President & CEO of Riverview Trust Company (a subsidiary of Riverview Bancorp, Inc.), with 22+ years across trusts, investments, and consumer/small business/commercial banking; previously led private banking and wealth management for a large Midwest trust company, with a focus on high‑net‑worth concierge service, financial planning, fiduciary advice, and tax efficiency . Education: MBA (Finance, Accounting, Investment Banking) from Washington University in St. Louis; undergraduate degree from the University of Missouri . Age: 47; location Vancouver, WA . FY2025 company net income was $4.903 million, with pay‑for‑performance outcomes adjusted by the compensation committee given leadership transition; asset quality and personal goals paid, while profitability and deposit growth did not .

Past Roles

OrganizationRoleYearsStrategic Impact
Large Midwest Trust Company (unnamed)Managing Director, Private Banking & Wealth Management; Regional LeadPre‑2022Led regional private banking/wealth teams; built concierge client experience across trust, lending, investments, and wealth management
Prior banking rolesConsumer, small business, commercial bankingPre‑2022Cross‑functional banking foundation supporting holistic wealth solutions

External Roles

OrganizationRoleYearsStrategic Impact
Charitable endeavors (various)Volunteer/SupporterOngoingCommunity engagement; client network development and brand positioning

Fixed Compensation

MetricFY 2024FY 2025
Base Salary ($)305,220 323,060
Stock Awards ($)59,998 62,398
Non‑Equity Incentive Plan Compensation ($)41,175 130,839
Other Compensation ($)13,197 24,354
Total Compensation ($)419,590 540,651
Target Bonus %Not disclosedNot disclosed

Performance Compensation

MetricWeightingTargetActualPayoutNotes
Profitability30% Pre‑tax, pre‑provision income $7.8m Company net income $4.9m vs minimum $5.1m None Minimum net income threshold not met; committee used discretion overall
Deposit Growth25% +3% deposits Not achieved None
Asset Quality20% Classified asset ratio 10% Achieved Full
Personal Goals25% Individual business plan goals Achieved Full Discretion used to retain talent amid leadership change

Long‑term incentives are delivered under the 2017 Equity Incentive Plan, with time‑based and performance‑based restricted stock; FY2025 performance shares tied to EPS, with time‑based awards vesting ratably over three years and performance shares vesting ratably over two years after the performance period .

Equity Ownership & Alignment

MetricFY 2024FY 2025
Beneficially Owned Shares (#)11,562 11,562
Ownership (%)<1% <1%
Unvested RS/RSU (#)11,516 18,511
Market Value of Unvested ($)54,356 104,587
Stock Options OutstandingNone None
Shares Pledged/HedgedHedging prohibited; no pledging disclosed Hedging prohibited; no pledging disclosed

Vesting schedule (as of March 31, 2025):

  • 2,879 shares granted 7/7/2023 vest ratably over 3 years from grant date
  • 8,637 shares vest 50% on 7/7/2025 and 50% on 7/7/2026
  • 2,708 shares granted 12/30/2024 vest ratably over 3 years beginning 7/10/2025
  • 8,125 shares vest 50% on 7/10/2026 and 50% on 7/10/2027

Insider trading controls:

  • Pre‑clearance and open‑window trading required; hedging transactions prohibited for insiders .

Employment Terms

  • Role: President & CEO, Riverview Trust Company (announced Dec. 8, 2022) .
  • Employment agreement expiry: December 31, 2026; Change‑in‑Control (CIC) agreement expiry: December 31, 2025 .
  • Severance (non‑CIC): Lump sum equal to 12 months base salary, 12 months’ life/medical/disability premiums, and any earned but unpaid incentive compensation; one‑year non‑compete/non‑solicit post‑termination .
  • CIC severance (double trigger): Lump sum of 30 months base salary plus target annual incentive compensation; pro‑rated current‑year incentive; accelerated vesting to 100% of equity; 18 months continued benefits or cash equivalent, subject to 280G reduction if applicable .
  • Potential payments (as of 3/31/2025): Disability $129,469; Termination w/o cause or for good reason $362,802; CIC $1,151,243; Equity Plans acceleration value $104,587 .
  • Clawback: Compensation Recovery Policy adopted effective December 1, 2023, compliant with Exchange Act Rule 10D‑1 and Nasdaq Listing Rule 5608 .

Compensation Structure Analysis

  • Year‑over‑year: Cash compensation rose on base salary ($305k→$323k) and a materially higher FY2025 non‑equity incentive payout ($41k→$131k), reflecting discretionary awards to retain executives amid leadership transitions .
  • Equity mix: Steady grant values ($60k→$62k) with meaningful unvested balances and multi‑year vesting that align retention and shareholder interests .
  • Pay‑for‑performance: Committee withheld payouts for profitability and deposit growth while paying asset quality and personal goals, and used discretion given net income below minimum threshold ($4.9m vs $5.1m) .

Performance & Track Record

  • Company CAP vs performance: FY2025 compensation actually paid (non‑PEO average) $459,921 and net income $4,903,000 .
  • Incentive metrics emphasize profitability, deposit growth, and asset quality, with asset quality and personal goals achieved in FY2025 .
  • Executive experience: Sowers’ 22+ years across trust/wealth/private banking roles underpins execution in high‑net‑worth fiduciary services .

Investment Implications

  • Alignment: Material unvested equity (18,511 shares; $104,587) and multi‑year vesting schedules strengthen retention and align incentives with shareholder outcomes .
  • Retention/CIC: Robust double‑trigger CIC economics (30 months base + target incentive; 18 months benefits; accelerated vesting) reduce departure risk but raise potential change‑of‑control costs ($1.151m modeled value as of 3/31/2025) .
  • Trading pressure: Multiple mid‑year vest events (July 2025–2027) could create periodic liquidity events; insider trading policy mitigates timing risks via pre‑clearance and open windows, with hedging prohibited .
  • Pay discipline: FY2025 committee discretion rewarded asset quality/personal goals while withholding profitability/deposit growth payouts, signaling a balanced retention vs performance stance during leadership transition .