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Gaylyn Finn

Director at SB FINANCIAL GROUP
Board

About Gaylyn J. Finn

Independent director of SB Financial Group (SBFG) and The State Bank since 2010; age 76; term expires in 2026. Former Treasurer and Associate VP for Finance at Bowling Green State University (retired 2008), with prior experience as a corporate controller and at a large public accounting firm; CPA certificate holder (inactive). Designated “audit committee financial expert” under SEC rules and currently chairs SBFG’s Audit Committee; also serves on the Board’s Loan Review Committee. Attendance: each director (including Finn) attended at least 75% of Board and committee meetings in 2024; the Board met 15 times in 2024, and all incumbent directors attended the April 17, 2024 annual meeting. Independence: Board affirmatively determined Finn is independent under NASDAQ rules.

Past Roles

OrganizationRoleTenure/DatesCommittees / Impact
Bowling Green State UniversityTreasurer & Associate VP for FinanceUntil 2008Responsible for receipts, disbursement, financial reporting, investing, and risk management functions
Corporate controller (undisclosed company)Controller7 years (prior to 2008)Financial leadership role
Large public accounting firmProfessional (CPA; inactive credential)Early careerFoundation in public accounting
Wood County HospitalTrustee; Board ChairChair in 2014–2015Board leadership in community healthcare governance

External Roles

OrganizationRoleTenure/DatesNotes
The Cocoon ShelterFinance Committee MemberOngoing (as disclosed)Non-profit governance and finance oversight
Wood County Senior CenterTaxAide VolunteerOngoing (as disclosed)Community service in tax assistance

Board Governance

  • Committee assignments: Chair, Audit Committee; Member, Loan Review Committee. Board liaison to the Bowling Green and Fulton County Advisory Boards.
  • Audit committee expertise: Board-designated “audit committee financial expert.”
  • Independence: Independent under NASDAQ 5605(a)(2).
  • Attendance and engagement: Board met 15 times in 2024; each director attended ≥75% of Board and committee meetings; all incumbent directors/nominees attended the April 17, 2024 annual meeting.
  • Governance structure: Lead Independent Director in place; independent executive sessions conducted as appropriate.
  • Risk oversight: Risk oversight distributed across committees; Finn’s Audit and Loan Review roles situate him at the core of financial reporting and credit quality oversight.
  • Policies supporting governance: Clawback policy adopted in 2024; stock ownership guidelines; anti-hedging policy in effect.

Fixed Compensation

Component (Director)AmountSource/Notes
Annual cash retainer (policy, 2024)$36,570Paid in 12 monthly installments; covers Board and two standing committee appointments
Committee chair retainer (policy)$3,500 (per chair)Additional annual cash; Audit Committee financial expert receives $6,000 instead of standard chair retainer
Lead Independent Director retainer (policy)$20,000Not applicable to Finn (held by Hardgrove)
2024 Cash fees paid to Finn – SBFG$30,816Director Compensation Table (SBFG portion)
2024 Cash fees paid to Finn – State Bank$18,449Director Compensation Table (State Bank portion)
2024 Total cash fees to Finn (SBFG + Bank)$49,265Sum of $30,816 and $18,449; components cited above

Notes:

  • Director cash program reflects peer benchmarking review by Blanchard Consulting Group; 2024 involved slight changes to director compensation.

Performance Compensation

  • SBFG uses time-based restricted share grants for directors; no performance metrics are tied to director equity awards.
Grant TypeGrant DateSharesGrant-Date PriceGrant-Date Fair ValueVesting
Restricted Shares (Director equity award)Feb 5, 20241,528$15.71$24,005Fully vested Aug 5, 2024 at $16.24

Other Directorships & Interlocks

CategoryDetails
Current public company boardsNone disclosed for Finn in the proxy
Prior public company boardsNone disclosed for Finn
Interlocks (compensation committees)Company disclosed no compensation committee interlocks; all comp committee members independent (applies at company level)

Expertise & Qualifications

  • Financial and risk management expertise; extensive oversight of financial reporting, investing and risk functions at BGSU; CPA (inactive); designated audit committee financial expert.
  • Loan Review Committee service enhances credit quality oversight.

Equity Ownership

MeasureValueSource
Beneficial ownership (Finn)22,955 sharesDirector ownership table
Shares outstanding (Record Date)6,534,918Record Date disclosure
Ownership as % of outstanding~0.35%Calculated from 22,955 / 6,534,918 using cited figures
Director stock ownership guideline10,000 shares minimum within 5 yearsCompany guidelines
Compliance with guidelineAll directors in compliance (includes Finn)Company disclosure

Governance Assessment

  • Strengths

    • Independent audit chair with SEC “financial expert” designation—supports credible oversight of financial reporting and auditor independence.
    • Clear independence determination and active committee service (Audit Chair; Loan Review).
    • Solid engagement: ≥75% attendance, with structured committee cadence (Audit 4; Loan Review 4 meetings in 2024).
    • Alignment mechanisms: mandatory director stock ownership (met), anti-hedging policy, and enterprise-wide clawback adoption in 2024.
    • Director equity grants enhance shareholder alignment (time-based RS).
  • Potential Risks/Red Flags

    • None material disclosed specific to Finn. Related-party banking relationships for directors are permitted but must be at market terms; company states such loans are ordinary-course, on substantially the same terms as non-affiliates, with normal risk and no unfavorable features.
    • No indication of hedging, pledging, or attendance shortfalls; Section 16 compliance generally timely for directors.
  • Compensation Mix Signal (2024)

    • Finn’s 2024 mix: cash fees ~$49.3k and equity ~$24.0k (about two-thirds cash, one-third equity), consistent with peer-informed design and pay-for-service model for non-employee directors.
  • Broader Governance Context

    • Say-on-pay support was 95.09% at the 2024 meeting, signaling shareholder confidence in compensation governance (company-level indicator).

Overall, Finn’s profile—long-tenured independent director with deep finance credentials, Audit Chair and SEC financial expert status, consistent meeting engagement, and meaningful share ownership—supports board effectiveness and investor confidence with no director-specific governance red flags disclosed.