- Sound Point Meridian Capital, Inc. (SPMC) entered into an **Equity Distribution Agreement** on **October 6, 2025**, for an "at-the-market" offering of its common stock.  **[1930147_0001829126-25-007917_soundpoint_8k.htm:1]** 
- Under the agreement, SPMC may issue and sell up to **$100,000,000** in aggregate offering price of its common stock.  **[1930147_0001829126-25-007917_soundpoint_8k.htm:1]** 
- Additionally, **AG Asset Strategies LLC**, a selling stockholder, may sell up to **5,297,083 shares** of common stock through the same agreement.  **[1930147_0001829126-25-007917_soundpoint_8k.htm:1]** 
- The **Placement Agents** for the offering are Oppenheimer & Co. Inc., Lucid Capital Markets, LLC, and B. Riley Securities, Inc., who will receive commissions of up to **1.5%** of the gross sales price for shares sold.  **[1930147_0001829126-25-007917_soundpoint_8k.htm:1]** **[1930147_0001829126-25-007917_soundpoint_ex10-1.htm:56]** 
- SPMC intends to use the net proceeds primarily to **acquire investments**, make **distributions to stockholders**, and for **general corporate purposes**, including potential debt repayment.  **[1930147_0001829126-25-007917_soundpoint_8k.htm:1]**

Sound Point Meridian Capital (SPMC)