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Joseph Beebe

Lead Independent Director at UNIVEST FINANCIAL
Board

About Joseph Beebe

Joseph P. Beebe, age 66, has served on Univest Financial Corporation’s board since 2021 and became Lead Independent Director in 2024. He retired in 2020 as Managing Director and Co‑Head of Insurance & Asset Management Investment Banking at Keefe, Bruyette & Woods (a Stifel company), with prior management roles at Fox‑Pitt Kelton and Midlantic Corporation. He holds a BA in Economics from Villanova University and an MBA (Finance) from Pace University; his board biography emphasizes deep advisory experience across financial institutions in strategy, M&A, capital raising, and governance .

Past Roles

OrganizationRoleTenureCommittees/Impact
Univest Financial CorporationDirector; Lead Independent DirectorDirector since 2021; Lead Independent since 2024Leads independent directors; agenda input; evaluation of board and committees; chairs Independent Directors Committee
Keefe, Bruyette & Woods (Stifel)Managing Director; Co‑Head, Insurance & Asset Management IBRetired 2020Corporate strategy, M&A, divestitures, capital raising advisory to insurance/asset managers/banks
Fox‑Pitt Kelton, Inc.Management positionsNot disclosedFinancial services advisory leadership
Midlantic CorporationManagement positionsNot disclosedFinancial services leadership
Patriot Financial Partners LPAdvisory Board Member (prior)Not disclosedPE advisory; industry networks

External Roles

OrganizationRoleTenureNotes
Villanova UniversityPresident’s Advisory CouncilCurrentUniversity advisory engagement
Villanova UniversityInstitute for Innovation & Entrepreneurship Advisory CouncilCurrentInnovation/entrepreneurship advisory
Various non‑profitsBoard memberCurrentNon‑profit board service (not individually listed)

Board Governance

  • Independence: The board determined all directors except the CEO are independent under NASDAQ and SEC rules; lending/deposit relationships compliant with Regulation O do not impair independence .
  • Roles/Committee assignments: Chair, Compensation Committee; Member, Executive Committee; Lead Independent Director (appointed 2024); chairs Independent Directors Committee .
  • Attendance: Board met eight times in 2024; all directors attended at least 75% of Board and committee meetings; all directors attended the 2024 annual meeting .
  • Executive sessions: Independent directors meet separately at least twice a year and after each Board meeting without management; Lead Independent Director coordinates agendas and evaluations with Nominating & Governance .
CommitteeRoleAs ofNotes
Compensation CommitteeChairFeb 7, 2025Oversees exec and director pay; HR‑ESG oversight included in charter; independent consultant input
Executive CommitteeMemberFeb 7, 2025Board leadership participation
Independent Directors CommitteeChair2024+Leads independent director sessions and agenda input

Fixed Compensation

  • Structure (2024): Annual board cash retainer $40,000; annual RSU grant ~$37,500; additional retainers for committee chairs and memberships (e.g., $20,000 Independent Directors Committee chair; $8,500 Audit/ERMC/Nominating/Compensation chair; $11,000 Executive Committee; $6,000 most committee memberships) .
  • Director stock ownership guideline: 10,000 shares within five years; RSUs count toward ownership .
Compensation Element (2024)Amount
Board annual cash retainer$40,000
Annual RSU grant (service‑based)$37,500 grant value (priced at $21.24 on 1/31/2024)
Committee chair retainer – Independent Directors Committee$20,000
Committee chair retainers – Audit/ERMC/Nominating/Compensation$8,500 each
Committee chair retainers – CRA/Trust$4,500 each
Committee membership retainer – Executive$11,000
Committee membership retainers – Audit/Comp/Nom/ERMC/CRA/Trust$6,000 each
Joseph P. Beebe: Director Compensation by Year202120232024
Fees Earned or Paid in Cash ($)$40,400 $69,984 $80,392
RSUs Grant Value ($)$32,508 $35,023 $37,510
Total ($)$72,908 $105,007 $117,902

Performance Compensation

  • Form: Service‑based restricted stock units (RSUs) to directors; dividend equivalents accrue and are paid upon vesting; no voting rights until vesting .
Joseph P. Beebe: Director RSU Details202120232024
RSUs outstanding (unvested, 12/31) (#)1,448 (Beebe) 2,452 (each director; Connor exception) 3,056 (each director; Aichele/Cama none; Vazquez 1,766)
Grant date1/31/2021 1/31/2023 1/31/2024
Grant price ($)$22.45 $27.15 $21.24
Grant date fair value ($)$32,508 $35,023 $37,510
Vesting typeService‑based RSUs (directors) Service‑based RSUs Service‑based RSUs

Other Directorships & Interlocks

Company/OrganizationRoleInterlock/Conflict Note
Public company boardsNone disclosedNo public interlocks disclosed
Patriot Financial Partners LPAdvisory Board Member (prior)Private fund advisory; no related‑party transactions disclosed with UVSP
Villanova University (two councils)Advisory rolesAcademic advisory; non‑profit

Expertise & Qualifications

  • Investment banking leadership focused on insurance, asset management, and banking; extensive M&A and capital markets advisory credentials .
  • Lead Independent Director responsibilities include agenda input, coordinating independent sessions, and overseeing board/committee effectiveness with Nominating & Governance .

Equity Ownership

MetricValue
Beneficial ownership (shares)10,400
Ownership % of outstanding<1%
Pledged sharesNone; “No securities are pledged as collateral or security”
Director ownership guideline10,000 shares within 5 years (RSUs count)
Compliance vs guidelineMeets requirement (10,400 ≥ 10,000)
Anti‑hedging/pledging policyHedging and pledging prohibited for directors

Compensation Committee Analysis

MemberRole
Joseph P. BeebeChairman
Martin P. ConnorMember
Robert C. WonderlingMember
Charles H. ZimmermanMember
  • Independent compensation consultant: McLagan (Aon) advises the committee on executive and director programs; committee reviewed independence and found no conflicts .

Say‑on‑Pay & Shareholder Feedback

Annual MeetingForAgainstAbstainBroker Non‑VotesNoted Support
Apr 25, 202422,674,333 749,307 125,557 1,966,484 97% of votes cast in favor (CD&A)
Apr 24, 202523,042,296 669,660 57,807 1,717,402 Not quantified in proxy; strong approval indicated by raw votes

Governance Assessment

  • Alignment and independence: Beebe is independent, holds the Lead Independent Director role, and chairs the Compensation Committee—enhancing oversight of pay and board effectiveness .
  • Engagement: Board met eight times in 2024; all directors achieved ≥75% attendance; independent directors hold executive sessions after each Board meeting and at least twice annually .
  • Ownership alignment: He meets/exceeds the 10,000‑share director ownership guideline; no pledging; hedging prohibited—strong investor alignment signals .
  • Director pay mix trend: Beebe’s cash fees rose with leadership roles (Lead Independent Director; committee chair), while equity grants remain service‑based RSUs; annual RSU grant value increased from $35,023 (2023) to $37,510 (2024) and cash retainer increased from $38,400 (2023 schedule) to $40,000 in 2024 .
  • Related‑party/Conflicts: Routine lending/deposit relationships are immaterial (0.01% of equity) and conducted on market terms; no adverse features or specific related‑party exposures involving Beebe disclosed .
  • RED FLAGS: None evident—no pledging or hedging; strong say‑on‑pay support; combined Chair/CEO structure mitigated by a robust Lead Independent Director role and independent committee leadership .