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Michael Mardy

Chairman and Director at VINCE HOLDING
Board

About Michael Mardy

Michael Mardy is an independent director of Vince Holding Corp., serving on the Board since April 2018 and appointed Chairman in September 2022; he is age 76 as of June 5, 2025 . He chairs the Audit Committee and has been designated an “audit committee financial expert” under Regulation S‑K Item 407(d) . Mardy holds an MBA from Rutgers University and an undergraduate degree from Princeton University; he is a member of the AICPA and New Jersey Society of CPAs and the National Association of Corporate Directors . His operating and finance background spans EVP/director at Tumi (2003–2016), EVP/CFO at Keystone Foods (1996–2002), and senior finance roles including SVP/CFO at Nabisco (1982–1996) .

Past Roles

OrganizationRoleTenureCommittees/Impact
Tumi Inc.Executive Vice President and Director2003–2016Senior operating and governance leadership
Keystone Foods LLCEVP & Chief Financial Officer1996–2002Led finance for QSR supply chain company
Nabisco Biscuit CompanySVP, CFO and other finance roles1982–1996Consumer products finance leadership
NYSE Advisory BoardAdvisory Board Member2014–2016Market governance advisory
Financial Executives Institute (NJ Chapter)TrusteeNot disclosedFinance leadership community role

External Roles

OrganizationTypeRoleTenureCommittees/Impact
The Eastern CompanyPublic companyDirector; Audit Committee Chair; EHS Committee memberCurrentChairs audit; EHS member
Newman’s Own Food CompanyPrivateDirectorCurrentBoard member
Penn Medicine Princeton HealthNon‑profitBoard of TrusteesCurrentTrustee
Keurig Green Mountain Inc.Public companyDirector; Audit Chair; Comp Comm. member2007–2016Audit chair; comp committee member
ModusLink Global Solutions, Inc.Public companyDirector; Audit Chair; Comp Comm. member2003–2013Audit chair; comp committee member
David’s TeaPublic companyDirectorPriorBoard member
True Leaf BrandsPublic companyDirectorPriorBoard member
Lulu’s Fashion Lounge Holdings Inc.Public companyDirectorPriorBoard member

Board Governance

  • Board leadership: Independent Chairman since September 2022; presides over Board and executive sessions .
  • Independence: Board determined Mardy is independent under NYSE and Exchange Act Rule 10A‑3 .
  • Committee assignments: Audit Committee Chair; Audit Committee members are Mardy (Chair), Furie, Griffith, Ulasewicz; Mardy is the designated audit committee financial expert .
  • Attendance and meetings: In fiscal 2024, Board held 4 regular and 13 special meetings; Audit (4), Compensation (3), Nominating & Corporate Governance (3); each director attended at least 75% of applicable meetings .
  • Controlled company context: P180 controls a majority of voting power, making VNCE a “controlled company” under NYSE rules (committee independence exemptions apply except for Audit) .

Fixed Compensation

Director fee schedule (effective in fiscal 2024 unless noted):

DescriptionAmount
Annual Board Retainer (cash)$50,000
Chairman of the Board Retainer (cash; effective June 5, 2024)$20,000
Committee Chair Retainers (cash)Audit: $15,000; Compensation: $10,000; Nominating & Corporate Governance: $5,000
Annual Equity Grant (RSUs)$75,000 grant value; time‑vest over 3 years

Michael Mardy – Fiscal 2024 Director Compensation:

ComponentAmount
Fees Earned or Paid in Cash$85,000 (includes Board, Chairman, and Audit Chair retainers)
Stock Awards (Grant‑date fair value)$75,000
All Other Compensation$623 (expense reimbursement)
Total$160,623

Performance Compensation

  • Equity structure: Non‑employee directors receive annual RSUs valued at $75,000, vesting ratably over three years; awards are time‑based (no performance metrics disclosed) .

Selected FY2024 equity grants to Mardy:

Award TypeGrant DateShares GrantedGrant‑Date Fair ValueVestingStatus at FYE
RSUs (Annual Director Grant)June 5, 202445,455$75,000 3‑year vest from grant date Held 58,560 RSUs at FY2024 end

Note: No director performance metrics (EBITDA/TSR/ESG) are tied to director equity; RSUs are time‑vested .

Other Directorships & Interlocks

CompanyPublic/PrivateRoleCommittee Role
The Eastern CompanyPublicDirectorAudit Chair; EHS member
Keurig Green Mountain; ModusLink Global SolutionsPublicDirectorAudit Chair; Compensation Committee member (each)
David’s Tea; True Leaf Brands; Lulu’s Fashion LoungePublicDirectorNot disclosed
Newman’s Own Food CompanyPrivateDirectorNot disclosed
Penn Medicine Princeton HealthNon‑profitTrusteeNot disclosed

Expertise & Qualifications

  • Designations and expertise: Audit committee financial expert; extensive finance/accounting experience; CPA organization memberships (AICPA; NJ Society of CPAs) .
  • Education: MBA (Rutgers), BA (Princeton) .
  • Sector experience: Retail/consumer goods, supply chain, brand management via Tumi, Keystone, Nabisco .
  • Governance credentials: NACD member; prior NYSE Advisory Board service .

Equity Ownership

ItemDetail
Shares Beneficially Owned (as of April 21, 2025)73,114 shares
Percent of Shares Outstanding<1% of 12,843,067 shares outstanding
Unvested RSUs Held at FY2024 End58,560 RSUs
Hedging/PledgingCompany prohibits hedging/pledging by directors
Director Ownership GuidelinesNot disclosed for non‑employee directors in the proxy

Section 16 compliance note: The company identified certain late Form 4s in fiscal 2024, none of which named Mr. Mardy .

Governance Assessment

  • Strengths

    • Independent Chairman with deep finance background; chairs Audit and is the designated financial expert, bolstering oversight of reporting and controls .
    • Active engagement: Board and committees met frequently in FY2024; each director attended at least 75% of meetings .
    • Alignment policies: Anti‑hedging and anti‑pledging policies in place; NYSE‑compliant clawback policy adopted (Oct 2023) .
    • Director pay appears modest and balanced (cash + time‑vested RSUs); no director performance awards that could impair independence .
  • Risks/Watch‑items

    • Controlled company: P180 holds majority voting power, enabling exemptions from some NYSE independence requirements (not Audit); continuous monitoring warranted for committee independence and board refreshment as control dynamics evolve .
    • Concentration of influence: Bylaw amendment initially granting P180 designation rights (directors, committee chairs) was later rescinded on April 4, 2025, reducing explicit control provisions but underscoring sensitivity of governance structure to controlling shareholder actions .
    • Related‑party legacy: Historical Sun Capital affiliate financing (Third Lien) approved by a special committee of unaffiliated directors; post‑P180 acquisition, Sun no longer a related party—continue to monitor any successor arrangements for independence .
  • Shareholder feedback signals

    • 2024 say‑on‑pay advisory vote passed (For: 8,936,397; Against: 45,145; Abstain: 100; Broker non‑vote: 1,301,934), indicating strong support for compensation practices at that time .
  • Director‑specific red flags

    • None disclosed related to attendance shortfalls, hedging/pledging, or related‑party transactions involving Mr. Mardy .

Overall: Mr. Mardy’s independent chairmanship and audit leadership are positives for investor confidence, particularly under a controlled‑company framework. Monitoring of controlling‑shareholder influence and committee independence remains prudent given the company’s governance exemptions and recent bylaw changes .