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BTS Asset Management, Inc.

CIK:0001532842
Asset Manager
$189M AUM
34 holdings
Lincoln, MA, United States
Founded:1979
17 employees
Latest filing:Jun 30, 2025

BTS Asset Management, Inc. is an SEC-registered investment adviser headquartered in Lincoln, Massachusetts. Founded in 1979, BTS is one of the oldest fixed income risk managers in the U.S. The firm manages traditional assets with a nontraditional approach, focusing on risk management in both equity and fixed income markets. As of mid-2025, BTS manages approximately $188.8 million in regulatory assets for a mixed client base of individuals and investment companies, and employs roughly 17-19 people.

Investment Strategy

BTS Asset Management specializes in fixed income risk management by employing nontraditional approaches to asset management. The firm is known for actively managing portfolios to mitigate downside risk while seeking consistent returns in changing market conditions. Its strategies typically involve tactical asset allocation and dynamic risk management across fixed income and equity securities, prioritizing capital preservation and low-volatility outcomes for clients.

Top Buys
U
USHYiShares Broad USD High Yield Corporate Bond ETF USD Class
+$22.3M
S
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
+$10.2M
S
SDIVGlobal X SuperDividend ETF
+$604.4K
S
SJNKSPDR Bloomberg Short Term High Yield Bond ETF USD Class
+$602.9K
M
MMCMarsh & McLennan Companies, Inc.
+$473.1K
Top Sells
J
JNKSPDR Bloomberg High Yield Bond ETF
-$15.6M
I
IEFiShares 7-10 Year Treasury Bond ETF
-$15.2M
H
HYLBXtrackers USD High Yield Corporate Bond ETF USD Class
-$8.0M
S
SRLNSPDR Blackstone Senior Loan ETF
-$617.4K
T
TIPiShares TIPS Bond ETF
-$462.7K

Top Holdings

H
HYLBXtrackers USD High Yield Corporate Bond ETF USD Class
+36.6%$30.4M
U
USHYiShares Broad USD High Yield Corporate Bond ETF USD Class
+36.4%$30.2M
S
SPHDInvesco S&P 500 High Dividend Low Volatility ETF
+12.3%$10.2M
T
TFLOiShares Treasury Floating Rate Bond ETF
+1.1%$905.7K
S
SDIVGlobal X SuperDividend ETF
+0.7%$604.4K

Equity Positions (34)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
H
HYLB
Xtrackers USD High Yield Corporate Bond ETF USD Class36.61%$30.4M823,411$34.66$36.92-$8.0M
U
USHY
iShares Broad USD High Yield Corporate Bond ETF USD Class36.38%$30.2M805,427$37.51$37.51+$22.3M
S
SPHD
Invesco S&P 500 High Dividend Low Volatility ETF12.27%$10.2M214,253$47.56$47.56+$10.2M
T
TFLO
iShares Treasury Floating Rate Bond ETF1.09%$905.7K17,881$50.54$50.65-$47.1K
S
SDIV
Global X SuperDividend ETF0.73%$604.4K26,802$22.55$22.55+$604.4K

Industry Allocation

INSURANCE AGENTS, BROKERS & SERVICE
+1.4%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+1.0%
SEMICONDUCTORS & RELATED DEVICES
+0.7%
MISCELLANEOUS MANUFACTURING INDUSTRIES
+0.5%
SUGAR & CONFECTIONERY PRODUCTS
+0.5%