Swan Global Investments, LLC
Swan Global Investments, LLC is an asset management firm headquartered in Durango, Colorado. Founded in 2011, the firm manages approximately $2.4 billion in assets across strategies aimed at both individual and institutional clients, including investment companies and high net worth investors. The firm employs 17 staff as of early 2025 and is recognized for its expertise in options overlay and risk-managed investment solutions.
Investment Strategy
Swan Global Investments specializes in hedged equity and options overlay strategies designed to provide downside risk protection while participating in upside market growth. Their approach utilizes defined risk strategies that combine equity exposure with protective options to reduce the impact of market downturns. The firm targets clients seeking smoother equity returns, focusing primarily on risk-managed equity solutions, primarily through mutual funds and separately managed accounts for individuals, investment companies, and high net worth clients.
Latest 13F Filing Activity
Swan Global Investments, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 65 equity positions with a total 13F market value of $4B. The fund increased holdings in SPDR S&P 500 Etf TR, Ishares TR, Pacer FDS TR among other positions. Swan Global Investments, LLC reduced exposure to Select Sector SPDR TR, Select Sector SPDR TR, Select Sector SPDR TR among others.
Top Holdings
Equity Positions (65)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | 20.56% | $737.1M | 1,192,962 | $302.61 | $617.85 | +$108.6M |
I IVV | ISHARES TR | 12.60% | $451.8M | 727,636 | $435.84 | $620.90 | +$32.8M |
X XLK | SELECT SECTOR SPDR TR | 3.80% | $136.4M | 538,561 | $64.56 | $253.23 | +$15.2M |
P PSMR | PACER FDS TR | 2.05% | $73.6M | 2,590,216 | $25.72 | $28.43 | +$21.0M |
P PSMD | PACER FDS TR | 1.91% | $68.5M | 2,249,521 | $26.17 | $30.43 | -$1.8M |
Industry Allocation
Investment Team (3)
| Name | Role | Location | |
|---|---|---|---|
A Alex Prouty | Analyst | Durango, CO , United States | |
 | Senior Trader | Durango, CO , United States | |
 | Analyst | Durango, CO , United States |