Swan Global Investments, LLC
Swan Global Investments, LLC is an asset management firm headquartered in Durango, Colorado. Founded in 2011, the firm manages approximately $2.4 billion in assets across strategies aimed at both individual and institutional clients, including investment companies and high net worth investors. The firm employs 17 staff as of early 2025 and is recognized for its expertise in options overlay and risk-managed investment solutions.
Investment Strategy
Swan Global Investments specializes in hedged equity and options overlay strategies designed to provide downside risk protection while participating in upside market growth. Their approach utilizes defined risk strategies that combine equity exposure with protective options to reduce the impact of market downturns. The firm targets clients seeking smoother equity returns, focusing primarily on risk-managed equity solutions, primarily through mutual funds and separately managed accounts for individuals, investment companies, and high net worth clients.
Top Holdings
Equity Positions (65)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | 20.56% | $737.1M | 1,192,962 | $302.61 | $617.85 | +$108.6M |
I IVV | ISHARES TR | 12.60% | $451.8M | 727,636 | $435.84 | $620.90 | +$32.8M |
X XLK | SELECT SECTOR SPDR TR | 3.80% | $136.4M | 538,561 | $64.56 | $253.23 | +$15.2M |
P PSMR | PACER FDS TR | 2.05% | $73.6M | 2,590,216 | $25.72 | $28.43 | +$21.0M |
P PSMD | PACER FDS TR | 1.91% | $68.5M | 2,249,521 | $26.17 | $30.43 | -$1.8M |