Benjamin Joseph Floyd Dba Floyd Capital Management
Floyd Capital Management, operated by Benjamin Joseph Floyd, is a boutique US-based investment advisory firm headquartered in Texarkana, Texas. It is registered with the SEC (CIK: 0001535254, CRD: 111576) and serves a variety of clients, primarily high net worth individuals, as well as corporations, charitable organizations, and pension plans. The firm employs 4 staff, all investment professionals, and has been actively filing with the SEC since 2011. Floyd Capital manages discretionary accounts and maintains assets under management in the hundreds of millions, offering widespread advisory services.
Investment Strategy
Floyd Capital Management takes a concentrated approach to portfolio management with full discretion over client assets. The firm’s strategies appear focused on broad market investments—recent regulatory filings show total equities exposure is highly concentrated, with investments such as the S&P 500 ETF (SPY) making up 100% of reportable holdings at times. The client base is dominated by high net worth individuals, suggesting tailored solutions and long-term wealth management, with additional offerings to pensions, charities, and businesses. Investment philosophy emphasizes capital appreciation through diversified yet highly focused equity positions.
Top Holdings
Equity Positions (1)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR State Street Global Advisors | 100.00% | $200.95B | 301,716 | $629.94 | $666.18 | +$61.18B |