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Ethos Financial Group, LLC

CIK:0001954242
Investment Adviser
$2B AUM
509 holdings
King of Prussia, PA, United States
Founded:2011
36 employees
Latest filing:Sep 30, 2025

Ethos Financial Group, LLC is a SEC-registered investment adviser headquartered in King of Prussia, Pennsylvania. Founded in 2011, the firm specializes in providing tailored wealth management and financial advisory services primarily to individuals, including both high net worth and non-high net worth clients, as well as select charitable organizations and businesses. As of April 2025, Ethos manages approximately $1.6 billion in assets and employs 36 professionals, of whom 75% are investors and 19% brokers. The firm upholds a fiduciary standard, emphasizing transparent fee structures and personalized advice for client portfolios.

Investment Strategy

Ethos Financial Group utilizes a personalized, client-centric approach to investment management, developing tailored financial strategies that reflect individual client goals, risk tolerance, and time horizons. The firm offers both discretionary and non-discretionary portfolio management, focusing on asset allocation across equities, ETFs, fixed income, and occasionally alternative assets. Their investment philosophy prioritizes long-term wealth building, family financial protection, and transparent fiduciary advice. Ethos serves a diverse client base, with a significant portion of assets managed for high net worth individuals, and employs both active and passive investment strategies based on market conditions and client needs.

Top Buys
S
SPLGSpdr Portfolio S&P 500 Etf
+$12.7M
I
IWFIshares Russell 1000 Growth Etf
+$8.3M
I
IWYIshares Russell Top 200 Growth Etf
+$8.2M
V
VUGVanguard Growth Etf
+$7.9M
Q
QQQInvsc Qqq Trust Srs 1 Etf
+$7.9M
Top Sells
S
SHYIshares 13 Year Treasury Bond Etf
-$13.7M
C
COWGPacer Us Lrge Cap Csh Cows Etf
-$7.9M
P
PWBInvesco Dynamic Large Cap Growth Etf
-$7.6M
T
TDIVFirst Trust Nasdaq Technology Dividend Index Fund
-$7.3M
I
IUSGIshares Core Us Growth Etf
-$7.1M

Top Holdings

S
SCHBSchwab U.S. Broad Market Etf
+4.2%$53.3M
V
VOOVanguard S&P 500 Etf
+3.0%$38.1M
S
SGOLAbrdn Physical Gold Shares Etf
+2.8%$35.8M
B
BOXXAlpha Architect 13 Month Box Etf
+2.7%$34.7M
S
SCHXSchwab Us Large Cap Etf
+2.5%$31.8M

Equity Positions (436)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SCHB
Schwab U.S. Broad Market Etf4.18%$53.3M2,072,181$17.31$25.71+$4.2M
V
VOO
Vanguard S&P 500 Etf2.99%$38.1M62,063$552.65$612.38+$2.4M
S
SGOL
Abrdn Physical Gold Shares Etf2.81%$35.8M973,420$20.59$36.81+$5.7M
B
BOXX
Alpha Architect 13 Month Box Etf2.72%$34.7M304,540$108.50$113.86+$4.1M
S
SCHX
Schwab Us Large Cap Etf2.50%$31.8M1,207,493$18.29$26.34+$2.4M

Industry Allocation

COMMODITY CONTRACTS BROKERS & DEALERS
+5.0%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.8%
ELECTRIC SERVICES
+1.5%
SERVICES-PREPACKAGED SOFTWARE
+1.4%
ELECTRONIC COMPUTERS
+1.4%