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Great Waters Wealth Management

CIK:0001964535
Investment Adviser
$108M AUM
114 holdings
Shoreview, MN, United States
Founded:2012
15 employees
Latest filing:Sep 30, 2025

Great Waters Wealth Management, operating as part of Great Waters Financial, is a financial advisory firm headquartered in Shoreview, Minnesota. The firm specializes in holistic, client-centered financial planning, retirement strategies, and wealth management for individuals and families. It is registered as an investment adviser with the SEC (CIK: 0001964535), and serves clients by providing custom-built, adaptable financial planning solutions. The team emphasizes a personal, specialized service model and aims to offer clarity and confidence in clients' financial journeys. The firm was founded in 2012 and serves clients primarily in Minnesota and surrounding regions. The current employee count is approximately 15.

Investment Strategy

The firm utilizes a comprehensive, holistic approach to financial planning, centered on its proprietary 'Clarity Framework'. This strategy focuses on tailored solutions for individuals approaching or in retirement, combining personalized investment management, tax-efficient strategies, and legacy planning. The team-based approach ensures consistent service and prioritizes clients' unique goals, seeking to minimize risk and maximize the use of resources for long-term financial well-being. The aim is to help clients achieve peace of mind by aligning investment portfolios with their life values and transition needs.

Top Buys
D
DFUSDIMENSIONAL ETF TRUST
+$20.7M
D
DFAXDIMENSIONAL ETF TRUST
+$14.8M
D
DFCFDIMENSIONAL ETF TRUST
+$12.2M
D
DFSDDIMENSIONAL ETF TRUST
+$8.4M
D
DFASDIMENSIONAL ETF TRUST
+$7.8M
Top Sells
B
BNDVANGUARD BD INDEX FDS
-$2.4M
D
DFICDIMENSIONAL ETF TRUST
-$874.5K
H
HONHONEYWELL INTL INC
-$411.4K
S
SCHGSCHWAB STRATEGIC TR
-$256.5K
S
SPGMSPDR INDEX SHS FDS
-$220.2K

Top Holdings

D
DFUSDIMENSIONAL ETF TRUST
+21.4%$180.9M
D
DFAXDIMENSIONAL ETF TRUST
+16.8%$142.4M
D
DFCFDIMENSIONAL ETF TRUST
+13.9%$118.0M
D
DFSDDIMENSIONAL ETF TRUST
+8.0%$68.0M
D
DFASDIMENSIONAL ETF TRUST
+7.5%$63.9M

Equity Positions (113)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
D
DFUS
DIMENSIONAL ETF TRUST21.37%$180.9M2,496,996$51.01$72.44+$20.7M
D
DFAX
DIMENSIONAL ETF TRUST16.82%$142.4M4,536,974$23.97$31.38+$14.8M
D
DFCF
DIMENSIONAL ETF TRUST13.94%$118.0M2,758,948$41.81$42.76+$12.2M
D
DFSD
DIMENSIONAL ETF TRUST8.04%$68.0M1,411,705$46.93$48.19+$8.4M
D
DFAS
DIMENSIONAL ETF TRUST7.54%$63.9M932,698$58.15$68.46+$7.8M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+1.0%
ELECTRONIC COMPUTERS
+0.9%
HOSPITAL & MEDICAL SERVICE PLANS
+0.7%
SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
+0.6%
AIRCRAFT ENGINES & ENGINE PARTS
+0.5%