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Harbour Investments, Inc.
Harbour Investments, Inc., founded in 1987 by Nick Sondel, is a hybrid Registered Investment Adviser (RIA) and independent broker-dealer headquartered in Madison, Wisconsin. The firm partners with independent financial advisor firms, currently serving approximately 240 investment advisors located in 14 states. Harbour provides business support services and flexible models for its network of advisors, focusing on cultivating long-term relationships and supporting both individuals and institutions. The company is privately owned and has grown steadily, with annual revenues over $100 million, and is known for a culture valuing loyalty, personal connections, honesty, and integrity. Harbour tends to work indirectly through its network rather than directly with clients, leveraging its Midwest roots and personalized support approach.
Investment Strategy
Harbour Investments operates primarily as a network for independent financial advisors, offering a wide selection of investment products and services through its hybrid RIA and broker-dealer structure. The firm facilitates fee-based and commission business for its affiliated advisors. Harbour emphasizes flexibility, allowing advisors to develop tailored financial solutions and investment portfolios for a range of clients, including individuals, high-net-worth individuals, pension and profit-sharing plans, charities, state and municipal governments, insurance companies, and businesses. The investment philosophy focuses on providing support and resources rather than imposing proprietary investment strategies, with compliance and guidance for best-interest practices through their platform partners. Minimum investment amounts and strategies can vary by affiliated advisor.
Latest 13F Filing Activity
Harbour Investments, Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 3,385 equity positions with a total 13F market value of $4B. The fund increased holdings in First TR Exchange-traded FD, Vanguard Index FDS, Invesco QQQ TR among other positions. Harbour Investments, Inc. reduced exposure to Pacer FDS TR, Schwab Strategic TR, First TR Exchng Traded FD VI among others.
Top Holdings
Equity Positions (3,385)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VOO | VANGUARD INDEX FDS | 5.95% | $235.1M | 413,827 | $434.89 | $568.03 | +$52.4M |
Q QQQ | INVESCO QQQ TR | 3.65% | $144.2M | 261,408 | $338.83 | $551.64 | +$32.7M |
S SDVY | FIRST TR EXCHANGE-TRADED FD | 2.53% | $100.0M | 2,835,642 | $34.94 | $35.28 | +$83.5M |
B BUFR | FIRST TR EXCHNG TRADED FD VI | 1.98% | $78.2M | 2,460,370 | $27.53 | $31.80 | +$7.5M |
I IJH | ISHARES TR | 1.93% | $76.0M | 1,226,189 | $60.70 | $62.02 | +$10.5M |
Industry Allocation
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