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Joseph P. Lucia & Associates, LLC

CIK:0001775391
Investment Adviser
$244M AUM
161 holdings
Yorktown Heights, NY, USA
Founded:2006
10 employees
Latest filing:Sep 30, 2025

Independent financial advisory firm

Investment Strategy

Diversified portfolio with focus on ETFs and stocks

Top Buys
B
BINCBLACKROCK ETF TRUST II
+$2.3M
A
AAPLAPPLE INC
+$2.0M
S
SMHVANECK ETF TRUST
+$1.9M
N
NVDANVIDIA CORPORATION
+$1.5M
A
AVDVAMERICAN CENTY ETF TR
+$622.2K
Top Sells
B
BIVVANGUARD BD INDEX FDS
-$264.0K
M
MARWAIM ETF PRODUCTS TRUST
-$229.0K
I
IBMINTERNATIONAL BUSINESS MACHS
-$221.3K
V
VTVVANGUARD INDEX FDS
-$213.7K
F
FINXGLOBAL X FDS
-$208.7K

Top Holdings

S
SMHVANECK ETF TRUST
+4.6%$12.1M
A
AAPLAPPLE INC
+3.9%$10.5M
N
NVDANVIDIA CORPORATION
+3.6%$9.7M
S
SCHBSCHWAB STRATEGIC TR
+3.2%$8.4M
N
NOBLPROSHARES TR
+3.1%$8.3M

Equity Positions (153)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SMH
VANECK ETF TRUST4.57%$12.1M37,143$103.48$326.36+$1.9M
A
AAPL
APPLE INC3.94%$10.5M41,058$87.13$254.63+$2.0M
N
NVDA
NVIDIA CORPORATION3.64%$9.7M51,765$43.02$186.58+$1.5M
S
SCHB
SCHWAB STRATEGIC TR3.16%$8.4M325,418$16.98$25.71+$565.8K
N
NOBL
PROSHARES TR3.14%$8.3M80,719$84.05$103.07+$132.5K

Industry Allocation

ELECTRONIC COMPUTERS
+3.9%
SEMICONDUCTORS & RELATED DEVICES
+3.8%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.9%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.5%
COMMODITY CONTRACTS BROKERS & DEALERS
+1.8%