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K2 Financial Inc.

CIK:0002044711
Investment Adviser
$162M AUM
58 holdings
Glendora, CA, United States
Founded:2012
10 employees
Latest filing:Sep 30, 2025

K2 Financial Inc. is a Glendora, California-based independent registered investment adviser founded in 2012. The firm offers comprehensive financial planning and wealth management services to individuals, including high net worth clients, and also provides retirement plan solutions for businesses. With around 9-10 employees, K2 Financial Inc. delivers personalized investment advice, retirement, estate, insurance, charitable, and tax planning strategies, serving a diverse client base across Southern California.

Investment Strategy

K2 Financial Inc. employs a client-centric, comprehensive approach to wealth management, focusing on goal-based and holistic financial planning. The firm provides tailored investment advice, asset allocation recommendations, and ongoing portfolio monitoring designed to meet clients' current needs and long-term goals. Their strategy includes retirement, family, inheritance, insurance, estate, charitable giving, and tax planning services, emphasizing personalized service and independent, unbiased advice. Ongoing client engagement includes semi-annual portfolio reviews and annual goal-assessment to ensure alignment with clients' changing circumstances and objectives.

Latest 13F Filing Activity

K2 Financial Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 58 equity positions with a total 13F market value of $124M. The fund increased holdings in Vanguard BD Index FDS, Sei Exchange Traded Funds, Sei Exchange Traded Funds among other positions. K2 Financial Inc. reduced exposure to Invesco Exchange Traded FD T, Vanguard Malvern FDS, Global X FDS among others.

Top Buys
B
BNDVANGUARD BD INDEX FDS
+$1.1M
S
SEIMSEI EXCHANGE TRADED FUNDS
+$1.1M
S
SEIVSEI EXCHANGE TRADED FUNDS
+$1.1M
V
VEAVANGUARD TAX-MANAGED FDS
+$794.4K
S
SEIQSEI EXCHANGE TRADED FUNDS
+$517.5K
Top Sells
R
RSPINVESCO EXCHANGE TRADED FD T
-$1.4M
V
VTIPVANGUARD MALVERN FDS
-$36.5K
E
EFAVISHARES TR
+$13.1K
H
HYMBSPDR SERIES TRUST
+$10.1K
C
CLIPGLOBAL X FDS
-$7.6K

Top Holdings

V
VEAVANGUARD TAX-MANAGED FDS
+9.5%$11.8M
S
SCHXSCHWAB STRATEGIC TR
+7.9%$9.8M
B
BNDVANGUARD BD INDEX FDS
+5.9%$7.4M
V
VTEBVANGUARD MUN BD FDS
+4.2%$5.2M
M
MUBISHARES TR
+4.1%$5.1M

Equity Positions (58)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
VANGUARD TAX-MANAGED FDS9.52%$11.8M198,107$48.07$59.92+$794.4K
SCHWAB STRATEGIC TR7.86%$9.8M372,290$23.10$26.34+$232.9K
VANGUARD BD INDEX FDS5.93%$7.4M98,855$73.03$74.37+$1.1M
VANGUARD MUN BD FDS4.18%$5.2M103,420$49.88$50.07+$346.5K
ISHARES TR4.08%$5.1M47,458$106.55$106.49+$348.4K

Industry Allocation

RETAIL-EATING PLACES
+0.9%
COMMODITY CONTRACTS BROKERS & DEALERS
+0.8%
SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS
+0.5%
PETROLEUM REFINING
+0.3%