Prosperity Financial Group, Inc.
Prosperity Financial Group, Inc. is a fiduciary registered investment advisory firm headquartered in San Ramon, California. Founded in 1996, the firm specializes in wealth management, retirement planning, estate planning, and tax strategies, with a focus on serving individuals (including high net worth families). Led by Chairperson/CEO Elliot Kallen, the firm provides personalized attention and serves over 1,200 accounts with a commitment to integrity and building long-term relationships. The company has approximately 11 employees and is BBB accredited since 2001.
Investment Strategy
Prosperity Financial Group employs a client-focused, fiduciary approach centered on thorough market research, strategic asset allocation, diversification, and proactive risk management. Investment plans are tailored to maximize long-term growth, preserve wealth, and support strategic retirement goals; periodic portfolio reviews and income reinvestment are core elements. The firm puts client interests first and believes in building relationships to deliver customized solutions, refraining from generic robo-advisor models.
Top Holdings
Equity Positions (155)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
A AAPL | APPLE INC | 4.79% | $11.3M | 54,979 | $140.91 | $205.17 | -$1.4M |
N NVDA | NVIDIA CORPORATION | 4.50% | $10.6M | 67,078 | $63.67 | $157.99 | +$3.0M |
M MSFT | MICROSOFT CORP | 3.85% | $9.1M | 18,237 | $277.06 | $497.41 | +$1.9M |
Q QMAR | FIRST TR EXCHNG TRADED FD VI | 2.92% | $6.9M | 221,902 | $28.41 | $30.99 | +$875.9K |
P PVAL | PUTNAM ETF TRUST | 2.78% | $6.5M | 162,510 | $30.10 | $40.23 | +$820.3K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
U UBER | UBER TECHNOLOGIES INC | New | Call | $466.5K | 50 | $93.30 | $93.30 | +50 | +$466.5K |