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Phillips Financial Management, LLC
Phillips Financial Management, LLC is an SEC-registered investment adviser headquartered in Fort Wayne, Indiana. Founded in 2004, the firm offers financial planning, investment management, and retirement plan consulting services to individuals (including high net worth clients), pension and profit-sharing plans, charitable organizations, and business entities. The firm employs around 31 professionals and is led by principal owners Richard L. Phillips, Jr. and Shannon H. Hardiek. Phillips Financial serves clients primarily in the United States and is known for a client-centric approach.
Investment Strategy
Phillips Financial Management, LLC primarily allocates client assets among index-based open-end mutual funds and exchange-traded funds (ETFs), operating many portfolios as similarly managed accounts according to proprietary investment strategies. The firm considers tax consequences and client-specific needs, and for certain clients, may also incorporate equity securities, warrants, and rights. The investment philosophy centers on diversification and risk management, with a strong emphasis on long-term financial objectives and individualized advisory agreements.
Latest 13F Filing Activity
Phillips Financial Management, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 276 equity positions with a total 13F market value of $1B. The fund increased holdings in Ishares TR, Dimensional Etf Trust, Dimensional Etf Trust among other positions. Phillips Financial Management, LLC reduced exposure to Ishares TR, Ishares TR, Ishares TR among others.
Top Holdings
Equity Positions (276)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 11.10% | $153.0M | 246,492 | $254.16 | $620.90 | +$15.6M |
D DFCF | DIMENSIONAL ETF TRUST | 6.25% | $86.1M | 2,037,414 | $41.93 | $42.26 | +$5.6M |
D DFIC | DIMENSIONAL ETF TRUST | 5.74% | $79.2M | 2,546,499 | $25.20 | $31.09 | +$9.6M |
D DFSD | DIMENSIONAL ETF TRUST | 4.73% | $65.1M | 1,356,806 | $47.02 | $48.01 | +$2.5M |
I IJH | ISHARES TR | 3.51% | $48.4M | 780,470 | $27.23 | $62.02 | +$2.3M |
Industry Allocation
Investment Team (3)
| Name | Role | Location | |
|---|---|---|---|
 | Partner | Fort Wayne, IN , United States | |
 | Managing Partner | Fort Wayne, IN , United States | |
 | Partner | Carmel, IN , United States |
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