Phillips Financial Management, LLC
Phillips Financial Management, LLC is an SEC-registered investment adviser headquartered in Fort Wayne, Indiana. Founded in 2004, the firm offers financial planning, investment management, and retirement plan consulting services to individuals (including high net worth clients), pension and profit-sharing plans, charitable organizations, and business entities. The firm employs around 31 professionals and is led by principal owners Richard L. Phillips, Jr. and Shannon H. Hardiek. Phillips Financial serves clients primarily in the United States and is known for a client-centric approach.
Investment Strategy
Phillips Financial Management, LLC primarily allocates client assets among index-based open-end mutual funds and exchange-traded funds (ETFs), operating many portfolios as similarly managed accounts according to proprietary investment strategies. The firm considers tax consequences and client-specific needs, and for certain clients, may also incorporate equity securities, warrants, and rights. The investment philosophy centers on diversification and risk management, with a strong emphasis on long-term financial objectives and individualized advisory agreements.
Top Holdings
Equity Positions (276)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 11.10% | $153.0M | 246,492 | $254.16 | $620.90 | +$15.6M |
D DFCF | DIMENSIONAL ETF TRUST | 6.25% | $86.1M | 2,037,414 | $41.93 | $42.26 | +$5.6M |
D DFIC | DIMENSIONAL ETF TRUST | 5.74% | $79.2M | 2,546,499 | $25.20 | $31.09 | +$9.6M |
D DFSD | DIMENSIONAL ETF TRUST | 4.73% | $65.1M | 1,356,806 | $47.02 | $48.01 | +$2.5M |
I IJH | ISHARES TR | 3.51% | $48.4M | 780,470 | $27.23 | $62.02 | +$2.3M |