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Private Client Services, LLC

CIK:0001457005
Investment Adviser
$846M AUM
196 holdings
Louisville, KY, US
Founded:2001
60 employees
Latest filing:Sep 30, 2025

Private Client Services, LLC is an independently owned, full-service Broker/Dealer and SEC-registered investment advisor headquartered in Louisville, Kentucky. Founded in 2001, the firm serves individual investors—including both high net worth and non-high net worth clients—as well as select retirement plans and businesses. With approximately 60 employees, PCS operates a national network of independent financial advisors, offering a full range of financial planning, consulting, and investment advisory services. The firm prides itself on being RIA-friendly and supporting the growth of independent advisors.

Investment Strategy

Private Client Services, LLC emphasizes individualized financial planning and investment advisory services tailored to client needs. The firm offers both discretionary and non-discretionary portfolio management, with an investment approach that integrates stocks, bonds, mutual funds, annuities, and other products. PCS works with a variety of custodians and institutes minimum account thresholds, focusing on long-term client relationships and comprehensive wealth management solutions. Their strategic philosophy centers on supporting independent advisors and helping clients meet their financial goals through customized asset allocation and investment advice.

Latest 13F Filing Activity

Private Client Services, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 196 equity positions with a total 13F market value of $299M. The fund increased holdings in Ishares TR, Ishares TR, Pacer FDS TR among other positions. Private Client Services, LLC reduced exposure to Invesco Exchange Traded FD T, Innovator Etfs Trust, Invesco Exch TRD SLF Idx FD among others.

Top Buys
I
IVVISHARES TR
+$8.8M
I
IEFAISHARES TR
+$5.9M
C
COWGPACER FDS TR
+$4.6M
T
TUASIMPLIFY EXCHANGE TRADED FUN
+$4.0M
H
HTRBHARTFORD FDS EXCHANGE TRADED
+$3.5M
Top Sells
R
RSPINVESCO EXCHANGE TRADED FD T
-$5.4M
U
UDECINNOVATOR ETFS TRUST
-$3.1M
B
BSJPINVESCO EXCH TRD SLF IDX FD
-$2.8M
B
BSCPINVESCO EXCH TRD SLF IDX FD
-$2.4M
C
COWZPACER FDS TR
-$2.2M

Top Holdings

I
IVVISHARES TR
+10.4%$31.0M
I
IEFAISHARES TR
+5.4%$16.1M
S
SPYSPDR S&P 500 ETF TR
+3.7%$11.1M
V
VWOVANGUARD INTL EQUITY INDEX F
+2.9%$8.7M
O
OEFISHARES TR
+2.8%$8.4M

Equity Positions (196)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
ISHARES TR10.38%$31.0M46,357$580.86$669.30+$8.8M
ISHARES TR5.39%$16.1M184,405$80.18$87.31+$5.9M
SPDR S&P 500 ETF TR3.70%$11.1M16,602$560.19$666.18+$3.4M
VANGUARD INTL EQUITY INDEX F2.92%$8.7M161,078$47.91$54.18+$3.3M
ISHARES TR2.80%$8.4M25,148$233.27$332.84+$554.0K

Industry Allocation

SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.7%
SERVICES-PREPACKAGED SOFTWARE
+2.2%
SEMICONDUCTORS & RELATED DEVICES
+2.0%
ELECTRONIC COMPUTERS
+1.8%
SERVICES-BUSINESS SERVICES, NEC
+1.5%