Rossby Financial, LCC
ROSSBY FINANCIAL, LLC is a registered investment adviser headquartered in Palo Alto, California. The firm primarily serves high net worth individuals, offering personalized wealth management and financial advisory services. Founded in 2023, ROSSBY FINANCIAL focuses on sophisticated investment solutions for affluent clients, emphasizing risk management and long-term portfolio growth. The firm has a small team, reflective of a boutique advisory approach.
Investment Strategy
ROSSBY FINANCIAL, LLC tailors investment portfolios to high net worth clients, balancing diversified asset allocation across equities, fixed income, and alternative investments. The firm utilizes rigorous research, discipline in risk management, and client-specific mandates. Their philosophy emphasizes capital preservation, tax efficiency, and active portfolio rebalancing to align with changing market conditions and client objectives.
Top Holdings
Equity Positions (1,219)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
C CVIE | CALVERT INTERNATIONAL RESPONSIBLE INDEX ETF | 6.10% | $16.5M | 253,825 | $62.45 | $65.10 | +$10.9M |
C CVLC | CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF | 4.11% | $11.1M | 145,608 | $72.45 | $76.54 | +$1.9M |
F FRDM | FREEDOM 100 EMERGING MARKETS ETF | 2.93% | $7.9M | 196,276 | $33.03 | $40.40 | +$1.0M |
S SMMD | ISHARES RUSSELL 2500 ETF | 2.31% | $6.2M | 92,198 | $65.94 | $67.78 | +$1.1M |
B BIV | VANGUARD INTERMEDIATE-TERM BOND ETF | 2.22% | $6.0M | 77,848 | $75.11 | $77.34 | +$118.5K |
Options Positions (9)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SLV | ISHARES SILVER TRUST | Sold | Call | $3.0M | 925 | $32.81 | $26.33 | -195 | -$330.7K |
G GLD | SPDR GOLD SHARES | Sold | Call | $1.4M | 45 | $304.83 | $288.14 | -5 | -$151.9K |
A AGI | ALAMOS GOLD INC NEW COM CL A | New | Call | $106.2K | 40 | $26.56 | $26.56 | +40 | +$106.2K |
W WPM | WHEATON PRECIOUS METALS CORP COM | New | Call | $89.8K | 10 | $89.80 | $89.80 | +10 | +$89.8K |
F FRO | FRONTLINE PLC COM | Sold | Call | $65.6K | 40 | $16.41 | $14.85 | -50 | -$83.4K |