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Saxony Capital Management, LLC

CIK:0001561330
Investment Adviser
$298M AUM
156 holdings
St. Louis, MO, United States
Founded:2002
6 employees
Latest filing:Sep 30, 2025

Saxony Capital Management, LLC is an SEC-registered investment adviser based in St. Louis, Missouri. Founded in 2002, the firm operates as an independent, privately owned affiliate of Saxony Securities, Inc. Saxony offers comprehensive asset management services primarily for individuals, with particular focus on discretionary advisory accounts for both high net worth and other individuals. As of 2025, the firm manages approximately $298 million in assets and employs around 6 staff, serving over 1,300 accounts. The firm has a reputation for prioritizing personal autonomy for its advisor representatives and transparency in client relations.

Investment Strategy

Saxony Capital Management utilizes a discretionary asset management approach tailored to individual client needs. Advisor representatives are empowered to make investment decisions across a wide range of asset classes, including equities, fixed income, and ETFs, with flexibility in transaction fee structure. Investments are diversified and selected from broad market sectors—including technology, consumer, and healthcare—with a substantial proportion allocated to large-cap stocks and broad market index funds. The firm adheres to a model prioritizing transparency and autonomy for advisors, focusing on long-term growth and capital preservation for predominantly individual clients.

Top Buys
Q
QQQINVESCO QQQ TR
+$4.0M
I
IVWISHARES TR
+$3.6M
H
HELOJ P MORGAN EXCHANGE TRADED F
+$3.1M
V
VGSHVANGUARD SCOTTSDALE FDS
+$2.5M
V
VOOVANGUARD INDEX FDS
+$1.2M
Top Sells
I
IUSBISHARES TR
-$6.5M
D
DIASPDR DOW JONES INDL AVERAGE
-$3.0M
M
MBBISHARES TR
-$1.7M
S
SCHXSCHWAB STRATEGIC TR
-$1.4M
H
HEFAISHARES TR
-$1.3M

Top Holdings

Q
QQQINVESCO QQQ TR
+5.7%$8.6M
V
VOOVANGUARD INDEX FDS
+5.2%$7.9M
B
BNDVANGUARD BD INDEX FDS
+4.6%$7.0M
N
NVDANVIDIA CORPORATION
+3.8%$5.8M
I
IVWISHARES TR
+3.0%$4.6M

Equity Positions (154)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
Q
QQQ
INVESCO QQQ TR5.65%$8.6M14,273$530.87$600.37+$4.0M
V
VOO
VANGUARD INDEX FDS5.20%$7.9M12,887$499.85$612.38+$1.2M
B
BND
VANGUARD BD INDEX FDS4.59%$7.0M93,516$72.93$74.37+$132.3K
N
NVDA
NVIDIA CORPORATION3.82%$5.8M31,038$56.05$186.58+$902.6K
I
IVW
ISHARES TR3.01%$4.6M37,869$118.19$120.72+$3.6M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+5.2%
SERVICES-PREPACKAGED SOFTWARE
+2.6%
ELECTRONIC COMPUTERS
+2.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.2%
PHARMACEUTICAL PREPARATIONS
+1.9%