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Saxony Capital Management, LLC
Saxony Capital Management, LLC is an SEC-registered investment adviser based in St. Louis, Missouri. Founded in 2002, the firm operates as an independent, privately owned affiliate of Saxony Securities, Inc. Saxony offers comprehensive asset management services primarily for individuals, with particular focus on discretionary advisory accounts for both high net worth and other individuals. As of 2025, the firm manages approximately $298 million in assets and employs around 6 staff, serving over 1,300 accounts. The firm has a reputation for prioritizing personal autonomy for its advisor representatives and transparency in client relations.
Investment Strategy
Saxony Capital Management utilizes a discretionary asset management approach tailored to individual client needs. Advisor representatives are empowered to make investment decisions across a wide range of asset classes, including equities, fixed income, and ETFs, with flexibility in transaction fee structure. Investments are diversified and selected from broad market sectors—including technology, consumer, and healthcare—with a substantial proportion allocated to large-cap stocks and broad market index funds. The firm adheres to a model prioritizing transparency and autonomy for advisors, focusing on long-term growth and capital preservation for predominantly individual clients.
Latest 13F Filing Activity
Saxony Capital Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 154 equity positions with a total 13F market value of $152M. The fund increased holdings in Invesco QQQ TR, Ishares TR, J P Morgan Exchange Traded F among other positions. Saxony Capital Management, LLC reduced exposure to Ishares TR, SPDR Dow Jones Indl Average, Ishares TR among others.
Top Holdings
Equity Positions (154)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TR | 5.65% | $8.6M | 14,273 | $530.87 | $600.37 | +$4.0M |
V VOO | VANGUARD INDEX FDS | 5.20% | $7.9M | 12,887 | $499.85 | $612.38 | +$1.2M |
B BND | VANGUARD BD INDEX FDS | 4.59% | $7.0M | 93,516 | $72.93 | $74.37 | +$132.3K |
N NVDA | NVIDIA CORPORATION | 3.82% | $5.8M | 31,038 | $56.05 | $186.58 | +$902.6K |
I IVW | ISHARES TR | 3.01% | $4.6M | 37,869 | $118.19 | $120.72 | +$3.6M |
Industry Allocation
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