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Roman Butler Fullerton & Co.

CIK:0000733444
Investment Adviser
$648M AUM
242 holdings
St. Louis, MO, US
Founded:1984
18 employees
Latest filing:Jun 30, 2025

Roman Butler Fullerton & Co, formally operating as RBF Wealth Advisors, is an SEC-registered investment advisory firm headquartered in St. Louis, Missouri. Founded in 1984, the firm serves over 2,000 client accounts, primarily individual investors—both high net worth and non-high net worth—alongside a select group of pension plans and charitable organizations. As of 2024–2025, the firm manages approximately $647 million in assets, employs around 18 professionals, and offers holistic wealth management tailored to client needs through a client-focused team of advisors with significant market expertise.

Investment Strategy

Roman Butler Fullerton & Co employs a customized investment strategy rooted in deep client engagement and ongoing portfolio review. The firm emphasizes developing a thorough understanding of each client’s financial circumstances and goals, crafting personalized financial plans that guide both asset allocation and individual security selection. Their investment process is geared toward identifying and actively managing quality securities, with ongoing monitoring and sensitivity to changing market conditions. Most assets are managed with full discretionary authority for individuals and families, with additional advisory for pension and charitable clients.

Top Buys
N
NVDANVIDIA CORPORATION
+$7.7M
S
SPYSPDR S&P 500 ETF TR
+$6.0M
M
MSFTMICROSOFT CORP
+$4.7M
E
EFAISHARES TR
+$2.9M
I
IVWISHARES TR
+$2.9M
Top Sells
A
ADMAADMA BIOLOGICS INC
-$1.4M
H
HEFAISHARES TR
-$694.1K
K
KRYSKRYSTAL BIOTECH INC
-$654.0K
B
BRK-BBERKSHIRE HATHAWAY INC DEL
-$649.1K
M
MMM3M CO
-$519.2K

Top Holdings

N
NVDANVIDIA CORPORATION
+6.0%$20.4M
M
MSFTMICROSOFT CORP
+4.7%$16.1M
A
AAPLAPPLE INC
+3.8%$12.8M
A
AMZNAMAZON COM INC
+3.6%$12.1M
S
SPYSPDR S&P 500 ETF TR
+3.0%$10.0M

Equity Positions (241)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION6.01%$20.4M117,443$34.84$157.99+$7.7M
M
MSFT
MICROSOFT CORP4.74%$16.1M31,282$221.45$497.41+$4.7M
A
AAPL
APPLE INC3.77%$12.8M59,787$84.08$205.17+$1.6M
A
AMZN
AMAZON COM INC3.57%$12.1M52,361$106.24$219.39+$2.7M
S
SPY
SPDR S&P 500 ETF TR2.95%$10.0M15,726$510.70$617.85+$6.0M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+7.8%
SEMICONDUCTORS & RELATED DEVICES
+6.7%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.4%
PHARMACEUTICAL PREPARATIONS
+4.5%
SERVICES-BUSINESS SERVICES, NEC
+3.9%