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Socha Financial Group, LLC
Socha Financial Group, LLC is a Registered Investment Adviser (RIA) based in Corning, NY, offering comprehensive investment management, financial planning, and consulting services primarily to individuals, high net worth individuals, trusts, and estates. Founded in 1983, the firm is led by CEO and Chief Investment Officer Michael Socha, and has around 11 employees as of 2024. The firm maintains a client-focused approach, serving retail investors with tailored solutions and ongoing portfolio management.
Investment Strategy
Socha Financial Group, LLC provides discretionary investment management by developing individualized investment profiles for clients and monitoring investments on an ongoing basis. The firm emphasizes a client-centric approach, building diversified portfolios consistent with each client's objectives, and has authority to buy, sell, and allocate assets within client accounts, adapting strategies as needed to meet client goals. In addition to investment management, the firm offers financial planning, consulting, and tax preparation services, focusing primarily on serving retail and high net worth individuals, trusts, and estates.
Latest 13F Filing Activity
Socha Financial Group, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 24 equity positions with a total 13F market value of $225M. The fund increased holdings in SPDR S&P 500 Etf TR, Invesco QQQ TR, International Business Machs among other positions. Socha Financial Group, LLC reduced exposure to Schwab Strategic TR, Fidelity Covington Trust, J P Morgan Exchange Traded F among others.
Top Holdings
Equity Positions (24)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | 28.38% | $63.7M | 103,166 | $617.85 | $617.85 | +$63.7M |
Q QQQ | INVESCO QQQ TR | 25.21% | $56.6M | 102,631 | $374.98 | $551.64 | +$10.7M |
F FFLC | FIDELITY COVINGTON TRUST | 20.54% | $46.1M | 944,316 | $45.61 | $48.86 | -$5.0M |
S SCHB | SCHWAB STRATEGIC TR | 9.88% | $22.2M | 931,488 | $18.72 | $23.83 | -$46.8M |
X XLK | SELECT SECTOR SPDR TR | 7.12% | $16.0M | 63,171 | $228.56 | $253.23 | +$100.9K |
Industry Allocation
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