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Swan Capital LLC
Swan Capital LLC is an SEC-registered investment adviser headquartered in Durango, Colorado. Founded in 2023, the firm manages assets primarily for investment companies, with an AUM of $1.7 billion as of March 2025. The firm is affiliated with the Swan group of companies, which are known for their expertise in risk-managed investment strategies. Swan Capital operates with a small team of about 5 employees and provides discretionary investment advisory services to institutional clients.
Investment Strategy
Swan Capital LLC focuses on managing equity and fixed income portfolios with an emphasis on risk management and capital preservation for institutional clients, particularly investment companies. The firm employs a disciplined, rules-based approach, targeting stable returns in both bullish and bearish market environments. Its investment philosophy integrates downside protection strategies, likely through options and hedging techniques, as evidenced by its association with the Swan Global Investments group, known for such methods. The firm exclusively manages assets on a discretionary basis for its institutional accounts.
Latest 13F Filing Activity
Swan Capital LLC filed their most recent 13F report on Jun 30, 2025 disclosing 472 equity positions with a total 13F market value of $230M. The fund increased holdings in Vanguard World FD, Vanguard Index FDS, Vanguard Index FDS among other positions. Swan Capital LLC reduced exposure to Vanguard Whitehall FDS, Ishares TR, Vanguard Specialized Funds among others.
Top Holdings
Equity Positions (472)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VYMI | VANGUARD WHITEHALL FDS | 9.79% | $22.5M | 281,261 | $66.30 | $80.11 | +$4.9M |
V VCLT | VANGUARD SCOTTSDALE FDS | 8.09% | $18.6M | 245,377 | $76.53 | $75.90 | -$1.2M |
V VGT | VANGUARD WORLD FD | 7.80% | $18.0M | 27,088 | $550.10 | $663.28 | +$10.2M |
V VNQ | VANGUARD INDEX FDS | 6.01% | $13.8M | 155,335 | $82.70 | $89.06 | -$3.0M |
| BERKSHIRE HATHAWAY INC DEL | 5.72% | $13.2M | 27,111 | $410.13 | $485.77 | +$4.8M |
Industry Allocation
Investment Team (2)
| Name | Role | Location | |
|---|---|---|---|
 | Portfolio Manager | Pensacola, FL , United States | |
| Portfolio Manager | Pensacola, FL , United States |
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