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Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC is a registered investment adviser headquartered in Denver, Colorado. Founded in 2011, the firm provides wealth management, investment advisory, and portfolio management services to individuals, high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, and select business entities. With approximately 4 employees as of 2025, the firm is dedicated to personalized investment strategies and fiduciary guidance, aiming to help clients achieve their long-term financial goals.
Investment Strategy
Institute for Wealth Management, LLC employs a client-focused, diversified investment approach designed to align with clients' risk profiles and financial objectives. The firm primarily serves individual and high-net-worth investors, constructing customized portfolios composed of equities, fixed income, and alternative investments. Their philosophy emphasizes prudent risk management and long-term capital appreciation, with active oversight and periodic rebalancing to adapt to changing market conditions and client needs.
Latest 13F Filing Activity
Institute for Wealth Management, LLC. filed their most recent 13F report on Sep 30, 2025 disclosing 554 equity positions and 1 options positions with a total 13F market value of $960M. The fund increased holdings in Nvidia Corporation, Apple Inc., Alphabet Inc. among other positions. Institute for Wealth Management, LLC. reduced exposure to Axon Enterprise Inc., Ishares TR, Fortinet Inc. among others.
Top Holdings
Equity Positions (554)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 14.84% | $142.5M | 763,512 | $6.91 | $186.58 | +$18.1M |
A AAPL | APPLE INC | 3.30% | $31.6M | 124,255 | $55.83 | $254.63 | +$5.8M |
M MSFT | MICROSOFT CORP | 2.60% | $24.9M | 48,168 | $161.80 | $517.95 | +$664.7K |
A AMZN | AMAZON COM INC | 1.94% | $18.6M | 84,792 | $102.60 | $219.57 | -$1.1M |
Q QQQ | INVESCO QQQ TR | 1.76% | $16.9M | 28,202 | $370.41 | $600.37 | +$2.4M |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
V VKTX | VIKING THERAPEUTICS INC | New | Call | $10.5K | 4 | $26.28 | $26.28 | +4 | +$10.5K |
Industry Allocation
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