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Institute for Wealth Management, LLC.

CIK:0001533954
Investment Adviser
$1B AUM
558 holdings
Denver, CO, United States
Founded:2011
4 employees
Latest filing:Sep 30, 2025

Institute for Wealth Management, LLC is a registered investment adviser headquartered in Denver, Colorado. Founded in 2011, the firm provides wealth management, investment advisory, and portfolio management services to individuals, high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, and select business entities. With approximately 4 employees as of 2025, the firm is dedicated to personalized investment strategies and fiduciary guidance, aiming to help clients achieve their long-term financial goals.

Investment Strategy

Institute for Wealth Management, LLC employs a client-focused, diversified investment approach designed to align with clients' risk profiles and financial objectives. The firm primarily serves individual and high-net-worth investors, constructing customized portfolios composed of equities, fixed income, and alternative investments. Their philosophy emphasizes prudent risk management and long-term capital appreciation, with active oversight and periodic rebalancing to adapt to changing market conditions and client needs.

Top Buys
N
NVDANVIDIA CORPORATION
+$18.1M
A
AAPLAPPLE INC
+$5.8M
G
GOOGLALPHABET INC
+$3.4M
T
TSLATESLA INC
+$3.1M
L
LRCXLAM RESEARCH CORP
+$2.7M
Top Sells
A
AXONAXON ENTERPRISE INC
-$2.4M
S
SHVISHARES TR
-$2.1M
F
FTNTFORTINET INC
-$1.4M
A
AMZNAMAZON COM INC
-$1.1M
H
HESHESS CORP
-$1.0M

Top Holdings

N
NVDANVIDIA CORPORATION
+14.8%$142.5M
A
AAPLAPPLE INC
+3.3%$31.6M
M
MSFTMICROSOFT CORP
+2.6%$24.9M
A
AMZNAMAZON COM INC
+1.9%$18.6M
Q
QQQINVESCO QQQ TR
+1.8%$16.9M

Equity Positions (554)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION14.84%$142.5M763,512$6.91$186.58+$18.1M
A
AAPL
APPLE INC3.30%$31.6M124,255$55.83$254.63+$5.8M
M
MSFT
MICROSOFT CORP2.60%$24.9M48,168$161.80$517.95+$664.7K
A
AMZN
AMAZON COM INC1.94%$18.6M84,792$102.60$219.57-$1.1M
Q
QQQ
INVESCO QQQ TR1.76%$16.9M28,202$370.41$600.37+$2.4M

Options Positions (1)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
V
VKTX
VIKING THERAPEUTICS INCNew
Call
$10.5K4$26.28$26.28+4+$10.5K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+17.6%
SERVICES-PREPACKAGED SOFTWARE
+5.9%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+4.0%
ELECTRONIC COMPUTERS
+3.6%
SERVICES-BUSINESS SERVICES, NEC
+2.5%