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Swisher Financial Concepts, Inc.

CIK:0001947503
Investment Adviser
$258M AUM
88 holdings
Westerville, OH, US
Founded:1987
8 employees
Latest filing:Sep 30, 2025

Swisher Financial Concepts, Inc. is an SEC-Registered Investment Advisory firm headquartered in Westerville, Ohio. Founded in 1987, the firm offers personalized financial planning and investment management services. With approximately 8 employees, including multiple advisors and support staff, they serve over 1,100 client accounts, predominantly individuals, including both high net worth and retail clients. Their approach emphasizes personal values, faith, family, and patient, disciplined investing.

Investment Strategy

Swisher Financial Concepts, Inc. employs a client-focused, long-term investment strategy, primarily serving individual investors with customized portfolio management. They focus on diversified asset allocation with significant exposure to large ETFs and mutual funds, balancing growth and income. Their philosophy centers on wise, patient investing, with selections spanning U.S. and international equities, fixed income securities, and ETFs. The firm avoids pooled vehicles and institutional clients, instead tailoring financial advice and portfolio construction to individual needs while valuing faith and family as part of their culture.

Top Buys
V
VTIVANGUARD INDEX FDS
+$2.8M
V
VXUSVANGUARD STAR FDS
+$2.6M
A
ABBVABBVIE INC
+$2.3M
E
EUSAISHARES INC
+$1.4M
C
CGDGCAPITAL GROUP DIVIDEND GROWE
+$1.4M
Top Sells
C
COWZPACER FDS TR
-$1.3M
F
FNDFSCHWAB STRATEGIC TR
-$907.3K
E
EMXCISHARES INC
-$753.1K
Q
QQQMINVESCO EXCH TRADED FD TR II
-$744.5K
C
CGDVCAPITAL GROUP DIVIDEND VALUE
-$519.7K

Top Holdings

V
VTIVANGUARD INDEX FDS
+8.9%$14.8M
V
VXUSVANGUARD STAR FDS
+7.6%$12.8M
A
ABBVABBVIE INC
+7.2%$12.0M
C
CGDVCAPITAL GROUP DIVIDEND VALUE
+6.6%$11.0M
E
EUSAISHARES INC
+5.0%$8.3M

Equity Positions (88)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VTI
VANGUARD INDEX FDS8.87%$14.8M45,088$285.02$328.17+$2.8M
V
VXUS
VANGUARD STAR FDS7.65%$12.8M173,647$64.42$73.46+$2.6M
A
ABBV
ABBVIE INC7.20%$12.0M51,895$155.12$231.54+$2.3M
C
CGDV
CAPITAL GROUP DIVIDEND VALUE6.62%$11.0M262,592$32.80$42.03-$519.7K
E
EUSA
ISHARES INC4.97%$8.3M80,584$95.71$102.97+$1.4M

Industry Allocation

PHARMACEUTICAL PREPARATIONS
+11.9%
ELECTRONIC COMPUTERS
+3.9%
SERVICES-PREPACKAGED SOFTWARE
+3.3%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.4%
SEMICONDUCTORS & RELATED DEVICES
+2.3%