Transamerica Financial Advisors, Inc.
Transamerica Financial Advisors, Inc. is a registered investment adviser and broker-dealer headquartered in Philadelphia, PA. The firm operates as a subsidiary of Transamerica Corporation and is licensed in all 50 states. Serving over 42,000 accounts, TFA focuses on personal financial planning, investment advisory, and brokerage services for individuals and select institutions. Founded as part of Transamerica’s expansion into comprehensive financial services, TFA employs over 1,050 professionals specializing in investment advice and securities brokerage.
Investment Strategy
Transamerica Financial Advisors, Inc. provides personalized investment management and financial planning, primarily for individual and high net-worth clients. Their approach emphasizes diversified asset allocation, long-term planning, and non-discretionary portfolio management, focusing on public equities, ETFs, and a wide range of mutual funds. The firm does not manage proprietary mutual funds or discretionary accounts but provides financial guidance tailored to clients' risk tolerance, goals, and changing life circumstances. Their investment philosophy centers on helping clients build, protect, and transfer wealth efficiently.
Top Holdings
Equity Positions (563)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
T TUG | LISTED FDS TR | 16.23% | $172.9M | 4,774,805 | $23.98 | $36.22 | +$22.5M |
V VV | VANGUARD INDEX FDS | 6.81% | $72.6M | 254,442 | $179.22 | $285.30 | +$4.8M |
Q QQQ | INVESCO QQQ TR | 3.37% | $35.9M | 65,039 | $490.90 | $551.64 | +$6.6M |
B BND | VANGUARD BD INDEX FDS | 3.09% | $32.9M | 447,232 | $74.36 | $73.63 | -$219.4K |
V VO | VANGUARD INDEX FDS | 2.11% | $22.5M | 80,339 | $248.81 | $279.83 | +$1.5M |