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Fleming James B JR

CIK:0001096986
Other
$61M AUM
2 holdings
Latest filing:Sep 30, 2025

Fleming James B Jr is an investment fund identified by SEC Central Index Key (CIK) 0001096986. The fund files quarterly 13F disclosures with the SEC, reporting its U.S. equity holdings. As of June 2025, the fund manages approximately $61 million in assets under management (AUM), mainly invested in three publicly listed stocks. There is no available public information on the firm's founding date, employee count, physical location, or client base. It appears to be a private investment vehicle or a small investment adviser, with limited public presence.

Investment Strategy

Based on recent 13F filings, Fleming James B Jr primarily manages a concentrated portfolio of U.S. listed equities, with a significant portion of assets allocated to Nextnav (NN), along with smaller holdings in Livexlive Media (LVO) and Podcastone (PODC). The fund focuses on a small number of positions and may actively manage position sizes over time. There is no public disclosure of a formal investment philosophy or sector focus, suggesting a personalized or non-institutional approach to equity investing.

Latest 13F Filing Activity

Fleming James B JR filed their most recent 13F report on Sep 30, 2025 disclosing 2 equity positions with a total 13F market value of $905K. The fund increased holdings in Podcastone, Liveone Inc.. Fleming James B JR reduced exposure to Nextnav Inc., Liveone Inc., Podcastone.

Top Buys
L
LVOLIVEONE INC
-$628.1K
P
PODCPODCASTONE
-$65.0K
Top Sells
N
NNNEXTNAV INC
-$59.6M
L
LVOLIVEONE INC
-$628.1K
P
PODCPODCASTONE
-$65.0K

Top Holdings

L
LVOLIVEONE INC
+83.8%$758.4K
P
PODCPODCASTONE
+16.2%$146.9K

Equity Positions (2)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
LIVEONE INC83.77%$758.4K183,636$1.47$4.13-$628.1K
PODCASTONE16.23%$146.9K87,448$2.16$1.68-$65.0K

Industry Allocation

RETAIL-EATING PLACES
+83.8%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+16.2%