About
Warren Mulhern is Vice President at Empirical Asset Management, LLC in Massachusetts, where he leads institutional sales efforts and works closely with clients to deliver tailored investment solutions. His focus includes serving institutional investors and supporting investment strategies that integrate sector rotation and dynamic asset allocation, reflecting his deep expertise in quantitative and tactical asset management.
Previously, Mulhern was Chief Investment Officer at Dolan Capital Group, where he was instrumental in developing and introducing the Alpha Risk Solutions Sector Rotation Strategy, a quantitative, rules-based approach that manages allocations across major U.S. economic sectors using ETFs and dynamic cash positioning. He has held senior investment roles at respected firms in the Boston area, bringing decades of experience in portfolio management and product development.
Mulhern is recognized for his thought leadership in systematic investment strategies and sector allocation, with a strong track record of innovating and managing tactical portfolio solutions. His career is marked by successful contributions to developing algorithmic investment products and guiding institutional clients in equity sector and cash management strategies.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| Empirical Asset Management | Senior Vice President | May 2021 to Present | Drive sales to EAM’s AI-driven asset management process |
| ICON Advisers, Denver, CO | Vice President - Institutional Division | Mar 2007 to Oct 2008 | Vice President – Institutional Division • Headed Institutional Sales Division for a multi-billion dollar mutual fund family • Led institutional client retention and new business development efforts in... |
| ADVEST, INC. , Hartford, CT | Senior Consultant and Vice President – Due Diligence | Jun 1994 to Apr 2006 | Director - Due Diligence (2004-2006) Senior Consultant & Vice President (2000-2006) Director of Operations, Consultant & Vice President IMS-Hannah Consulting (1997-2000) Vice President - Investments (... |
| Gruntal & Co. | Registered Representative | Jan 1988 to Jan 1994 | — |
| L.F. Rothschild, Inc | Registered Representative | Jan 1987 to Jan 1988 | — |
| Shearson/Lehman Brothers, Inc., | Registered Representative | Jan 1983 to Jan 1987 | — |
Education
University of Pennsylvania
Economics and History
Boston Latin School
Others at Empirical Capital Management, LLC (2)
| Name | Role | Location |
|---|---|---|
| Senior Vice President | Boston, MA , United States | |
M Marvin Alfaro | analyst | Boston, MA , United States |