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Avantax Planning Partners, Inc.

CIK:0001005441
Investment Adviser
$92B AUM
447 holdings
Dubuque, IA, United States
Founded:1996
3,000 employees
Latest filing:Jun 30, 2025

Avantax Planning Partners, Inc. is a fee-based registered investment advisory firm headquartered in Dubuque, IA, United States, operating since 1996. The firm provides financial planning, portfolio management, pension consulting, and advisory selection services to individuals, high net worth individuals, pooled investment vehicles, pension plans, charitable organizations, and corporations. Avantax Planning Partners is part of the Aretec Group (dba Cetera Holdings), and supports a network of professionals across all 50 states. With over two decades in the industry, they serve a diverse client base with tailored strategies for comprehensive wealth management and tax-intelligent investment planning.

Investment Strategy

Avantax Planning Partners adopts a tax-focused, after-tax wealth management philosophy, integrating comprehensive financial planning and investment advice with clients’ unique tax situations. Their approach involves leveraging technology to deliver investment management, financial planning, and consulting services for individuals, small businesses, and institutions, with strategies tailored to minimize tax liability and maximize after-tax returns. The firm’s independent model provides access to a broad range of investment and insurance products without proprietary sales pressure. Their services encompass long-term wealth management, portfolio construction, and educational financial planning, with a focus on client-centric, holistic solutions.

Latest 13F Filing Activity

Avantax Planning Partners, Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 445 equity positions with a total 13F market value of $3B. The fund increased holdings in Schwab Strategic TR, J P Morgan Exchange Traded F, SPDR Index SHS FDS among other positions. Avantax Planning Partners, Inc. reduced exposure to Schwab Strategic TR, Ishares TR, Charter Communications Inc. N among others.

Top Buys
S
SCHGSCHWAB STRATEGIC TR
+$71.4M
J
JPIBJ P MORGAN EXCHANGE TRADED F
+$27.5M
C
CWISPDR INDEX SHS FDS
+$16.8M
J
JCPBJ P MORGAN EXCHANGE TRADED F
+$16.7M
V
VIGVANGUARD SPECIALIZED FUNDS
+$15.4M
Top Sells
S
SCHDSCHWAB STRATEGIC TR
-$18.7M
M
MUBISHARES TR
-$14.6M
C
CHTRCHARTER COMMUNICATIONS INC N
-$6.0M
S
SLYGSPDR SERIES TRUST
-$5.8M
C
COSTCOSTCO WHSL CORP NEW
-$5.2M

Top Holdings

S
SCHGSCHWAB STRATEGIC TR
+14.1%$444.2M
S
SCHVSCHWAB STRATEGIC TR
+8.7%$275.2M
S
SCHDSCHWAB STRATEGIC TR
+8.0%$250.7M
S
SCHZSCHWAB STRATEGIC TR
+5.2%$162.4M
S
SCHFSCHWAB STRATEGIC TR
+4.4%$138.8M

Equity Positions (445)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
SCHWAB STRATEGIC TR14.09%$444.2M15,205,975$9.03$29.21+$71.4M
SCHWAB STRATEGIC TR8.73%$275.2M9,946,200$18.37$27.67+$8.7M
SCHWAB STRATEGIC TR7.95%$250.7M9,459,398$18.82$26.50-$18.7M
SCHWAB STRATEGIC TR5.15%$162.4M6,987,851$24.39$23.24+$5.2M
SCHWAB STRATEGIC TR4.40%$138.8M6,279,163$17.66$22.10+$11.4M

Industry Allocation

PHARMACEUTICAL PREPARATIONS
+1.4%
SEMICONDUCTORS & RELATED DEVICES
+1.3%
SERVICES-PREPACKAGED SOFTWARE
+1.0%
PETROLEUM REFINING
+0.9%
ELECTRONIC COMPUTERS
+0.9%