Calton & Associates, Inc.
Calton & Associates, Inc. is an independently owned, full-service securities broker-dealer and SEC-registered investment adviser headquartered in Tampa, Florida. Founded in 1987, Calton provides personalized investment solutions and advisory platforms to retail and institutional clients across all 50 U.S. states, Puerto Rico, and the Virgin Islands. The firm supports a network of independent financial advisors, offering both brokerage and investment advisory services, and employs around 80 professionals. Calton is a member of FINRA and SIPC, dedicated to advisor independence and customized financial services.
Investment Strategy
Calton & Associates offers a broad spectrum of investment products including stocks, bonds (municipal and corporate), mutual funds, ETFs, futures, options, and access to private and alternative investments. The firm adopts a client-centric approach, tailoring comprehensive financial planning solutions such as investment management, retirement planning, estate planning, and tax strategy for individuals and families. Advisors are empowered to deliver independent, unbiased advice drawn from a wide range of investment vehicles, supported by robust compliance, administrative, and operational resources.
Top Holdings
Equity Positions (379)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
Q QQQ | INVESCO QQQ TR | 5.52% | $31.9M | 57,872 | $464.29 | $551.64 | +$13.0M |
S SPY | SPDR S&P 500 ETF TR | 3.27% | $18.9M | 30,622 | $502.86 | $617.85 | +$3.9M |
S SPLG | SPDR SERIES TRUST | 2.82% | $16.3M | 224,128 | $67.89 | $72.69 | +$6.2M |
A AAPL | APPLE INC | 2.39% | $13.8M | 67,483 | $185.81 | $205.17 | -$2.6M |
F FDVV | FIDELITY COVINGTON TRUST | 2.39% | $13.8M | 265,918 | $50.07 | $52.02 | +$5.9M |