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Convergence Financial, LLC

CIK:0002034001
Investment Adviser
$703M AUM
179 holdings
Columbia, MO, United States
Founded:2011
18 employees
Latest filing:Jun 30, 2025

Convergence Financial, LLC is an SEC-registered investment advisory firm based in Columbia, Missouri, United States. Founded in 2011, the firm employs approximately 18 professionals and provides retirement planning, investment management, estate planning, and financial planning services. Its clients include individuals, high-net-worth individuals, charitable organizations, pension plans, and businesses across the United States.

Investment Strategy

Convergence Financial, LLC emphasizes independent investment advice, personalized financial planning, and ongoing client service. Their approach centers on helping clients achieve their financial goals through a collaborative, merit-based investment philosophy unconstrained by product affiliation. The firm allocates assets across a broad range of sectors and leading technology stocks; client portfolios are tailored based on individual needs, with a foundation in comprehensive and routine planning.

Top Buys
T
TBLLINVESCO EXCH TRADED FD TR II
+$10.0M
S
SPYGSPDR SERIES TRUST
+$7.5M
S
SPYSPDR S&P 500 ETF TR
+$5.3M
C
CLIPGLOBAL X FDS
+$5.1M
S
SPMOINVESCO EXCH TRADED FD TR II
+$4.2M
Top Sells
B
BILSSPDR SERIES TRUST
-$9.4M
B
BILSPDR SERIES TRUST
-$4.7M
S
SPHQINVESCO EXCHANGE TRADED FD T
-$3.6M
S
SLYVSPDR SERIES TRUST
-$2.7M
S
SLYGSPDR SERIES TRUST
-$2.4M

Top Holdings

S
SPYGSPDR SERIES TRUST
+7.0%$40.5M
S
SPYVSPDR SERIES TRUST
+5.0%$29.0M
S
SPABSPDR SERIES TRUST
+4.9%$28.8M
B
BILSPDR SERIES TRUST
+4.9%$28.7M
F
FLCBFRANKLIN TEMPLETON ETF TR
+4.6%$27.0M

Equity Positions (176)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPYG
SPDR SERIES TRUST6.96%$40.5M424,818$68.18$95.32+$7.5M
S
SPYV
SPDR SERIES TRUST4.99%$29.0M554,178$44.72$52.34+$2.6M
S
SPAB
SPDR SERIES TRUST4.95%$28.8M1,124,404$25.77$25.60+$166.9K
B
BIL
SPDR SERIES TRUST4.93%$28.7M312,414$91.56$91.73-$4.7M
F
FLCB
FRANKLIN TEMPLETON ETF TR4.64%$27.0M1,255,116$21.11$21.52-$253.6K

Options Positions (1)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
T
TSLA
TESLA INCNew
Put
$506.4K190$317.66$317.66+190+$506.4K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+3.5%
SERVICES-PREPACKAGED SOFTWARE
+3.0%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.0%
MOTOR VEHICLES & PASSENGER CAR BODIES
+1.7%
ELECTRONIC COMPUTERS
+1.5%