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Convergence Financial, LLC
Convergence Financial, LLC is an SEC-registered investment advisory firm based in Columbia, Missouri, United States. Founded in 2011, the firm employs approximately 18 professionals and provides retirement planning, investment management, estate planning, and financial planning services. Its clients include individuals, high-net-worth individuals, charitable organizations, pension plans, and businesses across the United States.
Investment Strategy
Convergence Financial, LLC emphasizes independent investment advice, personalized financial planning, and ongoing client service. Their approach centers on helping clients achieve their financial goals through a collaborative, merit-based investment philosophy unconstrained by product affiliation. The firm allocates assets across a broad range of sectors and leading technology stocks; client portfolios are tailored based on individual needs, with a foundation in comprehensive and routine planning.
Latest 13F Filing Activity
Convergence Financial, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 176 equity positions and 1 options positions with a total 13F market value of $582M. The fund increased holdings in Invesco Exch Traded FD TR II, SPDR Series Trust, SPDR S&P 500 Etf TR among other positions. Convergence Financial, LLC reduced exposure to SPDR Series Trust, SPDR Series Trust, Invesco Exchange Traded FD T among others.
Top Holdings
Equity Positions (176)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPYG | SPDR SERIES TRUST | 6.96% | $40.5M | 424,818 | $68.18 | $95.32 | +$7.5M |
S SPYV | SPDR SERIES TRUST | 4.99% | $29.0M | 554,178 | $44.72 | $52.34 | +$2.6M |
S SPAB | SPDR SERIES TRUST | 4.95% | $28.8M | 1,124,404 | $25.77 | $25.60 | +$166.9K |
B BIL | SPDR SERIES TRUST | 4.93% | $28.7M | 312,414 | $91.56 | $91.73 | -$4.7M |
F FLCB | FRANKLIN TEMPLETON ETF TR | 4.64% | $27.0M | 1,255,116 | $21.11 | $21.52 | -$253.6K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
T TSLA | TESLA INC | New | Put | $506.4K | 190 | $317.66 | $317.66 | +190 | +$506.4K |
Industry Allocation
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