Cooper Financial Group
Cooper Financial Group is an independent investment adviser headquartered in Irvine, California. Founded in 2011, the firm manages investment portfolios for individuals (including high net worth clients), pension and profit sharing plans, charitable organizations, and select businesses. With around 49–52 employees, it delivers investment management, retirement planning, tax optimization, and comprehensive financial advisory services, focusing on holistic support through all stages of its clients' financial lives. Its reputation is built on industry expertise and a commitment to client-centric solutions.
Investment Strategy
Cooper Financial Group emphasizes investment strategies driven by each client's unique goals, focusing on capital preservation, risk-adjusted growth, and transparent advice. The firm uses diversified portfolios across equities (with significant allocations to technology and index funds) and fixed income, adapting holdings through tactical asset allocation. Their approach centers on disciplined financial planning, tax efficiency, and active portfolio management designed for long-term financial security. The majority of assets are managed for individuals and high net worth clients, with some exposure to retirement plans and charitable organizations.
Latest 13F Filing Activity
Cooper Financial Group filed their most recent 13F report on Sep 30, 2025 disclosing 383 equity positions with a total 13F market value of $903M. The fund increased holdings in Putnam Etf Trust, Nvidia Corporation, Apple Inc. among other positions. Cooper Financial Group reduced exposure to Schwab Strategic TR, Schwab Strategic TR, Vanguard Index FDS among others.
Top Holdings
Equity Positions (383)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SCHV | SCHWAB STRATEGIC TR | 6.32% | $57.1M | 1,960,789 | $25.10 | $29.11 | +$5.2M |
Q QQQ | INVESCO QQQ TR | 5.89% | $53.2M | 88,677 | $552.70 | $600.37 | +$5.4M |
N NVDA | NVIDIA CORPORATION | 4.36% | $39.4M | 211,119 | $73.96 | $186.58 | +$9.4M |
A AAPL | APPLE INC | 4.28% | $38.7M | 151,844 | $111.18 | $254.63 | +$7.6M |
B BIV | VANGUARD BD INDEX FDS | 4.23% | $38.2M | 489,211 | $76.17 | $78.09 | +$1.3M |
Industry Allocation
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