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Financial Connections Group, Inc.

CIK:0001907157
Investment Adviser
$481M AUM
227 holdings
Corte Madera, CA, USA
Founded:2011
8 employees
Latest filing:Sep 30, 2025

Financial Connections Group, Inc. is a California-based investment advisory firm headquartered in Corte Madera, CA. With a team of approximately 8 employees, the firm delivers personalized investment management and financial advisory services primarily to individuals and high net worth clients. Founded in California, Financial Connections Group specializes in client-directed investment strategies, operating under SEC regulations as a registered investment adviser, and is structured to serve U.S.-based individuals rather than institutional or pooled clients. The firm is independently operated and its filings indicate an exclusive focus on private client management.

Investment Strategy

Financial Connections Group, Inc. employs a personalized discretionary investment strategy focused almost entirely on individuals and high net worth individuals, providing tailored portfolio management and ongoing advice. The firm manages assets primarily for U.S. persons with no disclosed involvement in institutional, pooled vehicles, or other non-individual client types. The approach centers on long-term, diversified portfolio construction while meeting specific client objectives, risk tolerances, and financial circumstances. All managed accounts are executed with full discretion, reflecting the firm's emphasis on client-specific, fiduciary-driven management.

Top Buys
E
ESGVVANGUARD WORLD FD
+$2.2M
D
DFAUDIMENSIONAL ETF TRUST
+$1.7M
U
USXFISHARES TR
+$1.6M
V
VSGXVANGUARD WORLD FD
+$1.5M
D
DFIVDIMENSIONAL ETF TRUST
+$1.1M
Top Sells
V
VIGIVANGUARD WHITEHALL FDS
-$2.1M
P
PLTRPALANTIR TECHNOLOGIES INC
-$709.0K
J
JMUBJ P MORGAN EXCHANGE TRADED F
-$415.0K
C
CMFISHARES TR
-$221.0K
J
JPSTJ P MORGAN EXCHANGE TRADED F
-$194.0K

Top Holdings

D
DFAUDIMENSIONAL ETF TRUST
+13.4%$34.2M
E
ESGVVANGUARD WORLD FD
+8.3%$21.1M
V
VUGVANGUARD INDEX FDS
+6.0%$15.3M
D
DFIVDIMENSIONAL ETF TRUST
+5.5%$14.0M
U
USXFISHARES TR
+5.3%$13.6M

Equity Positions (223)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
D
DFAU
DIMENSIONAL ETF TRUST13.36%$34.2M748,181$33.10$45.76+$1.7M
E
ESGV
VANGUARD WORLD FD8.25%$21.1M178,571$98.50$118.44+$2.2M
V
VUG
VANGUARD INDEX FDS5.97%$15.3M31,920$376.70$479.61+$225.0K
D
DFIV
DIMENSIONAL ETF TRUST5.46%$14.0M303,202$31.21$46.12+$1.1M
U
USXF
ISHARES TR5.30%$13.6M237,052$40.25$57.31+$1.6M

Industry Allocation

ELECTRONIC COMPUTERS
+2.4%
SERVICES-PREPACKAGED SOFTWARE
+1.1%
FIRE, MARINE & CASUALTY INSURANCE
+0.9%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.6%
PHARMACEUTICAL PREPARATIONS
+0.4%