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Hicks Capital Management LLC

CIK:0002062978
Investment Adviser
$297M AUM
25 holdings
Columbus, OH, United States
Founded:2011
5 employees
Latest filing:Jun 30, 2025

Hicks Capital Management, LLC is a privately-owned and independently operated SEC Registered Investment Adviser headquartered in Columbus, Ohio. Founded with deep Midwestern roots, the firm provides financial advisory and investment management services primarily to business owners, professionals, and retirees. It serves high net worth individuals and families, as well as individual investors, and supports clients from Ohio and Southwest Florida. As of early 2025, the firm has approximately 5 employees and manages nearly $300 million in assets.

Investment Strategy

Hicks Capital Management focuses on a holistic process rather than selling products. The firm’s investment strategy centers on analyzing, organizing, and simplifying clients’ financial lives, so clients can focus on what matters most. It provides personalized investment management and financial planning for high net worth individuals, business owners, professionals, and retirees, emphasizing trust, long-term relationships, and a process-driven approach tailored to clients’ needs. The firm manages both discretionary and non-discretionary accounts, with the majority of assets managed on a discretionary basis, primarily for U.S. persons.

Top Buys
I
IVVISHARES TR
+$2.63B
P
PVALPUTNAM ETF TRUST
+$1.20B
H
HELOJ P MORGAN EXCHANGE TRADED F
+$925.9M
A
AVEMAMERICAN CENTY ETF TR
+$851.6M
J
JPMJPMORGAN CHASE &CO.
+$772.5M
Top Sells
F
FBNDFIDELITY MERRIMACK STR TR
-$9.50B
V
VYMVANGUARD WHITEHALL FDS
-$2.71B
F
FFLGFIDELITY COVINGTON TRUST
-$2.35B
F
FBCGFIDELITY COVINGTON TRUST
-$1.44B
O
ONEQFIDELITY COMWLTH TR
-$1.31B

Top Holdings

I
IVVISHARES TR
+43.4%$27.42B
I
IJHISHARES TR
+9.0%$5.72B
J
JPMJPMORGAN CHASE &CO.
+7.0%$4.45B
I
IJRISHARES TR
+4.6%$2.90B
V
VIGVANGUARD SPECIALIZED FUNDS
+3.7%$2.34B

Equity Positions (24)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IVV
ISHARES TR43.38%$27.42B44,164$561.97$620.90+$2.63B
I
IJH
ISHARES TR9.05%$5.72B92,206$58.35$62.02-$1.16B
J
JPM
JPMORGAN CHASE &CO.7.04%$4.45B15,347$246.34$289.91+$772.5M
I
IJR
ISHARES TR4.59%$2.90B26,538$104.57$109.29+$97.2M
V
VIG
VANGUARD SPECIALIZED FUNDS3.70%$2.34B11,416$193.99$204.67-$93.4M

Industry Allocation

NATIONAL COMMERCIAL BANKS
+7.0%