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Waller Financial Planning Group, Inc.

CIK:0001736079
Investment Adviser
$436M AUM
71 holdings
Columbus, OH, United States
Founded:1985
12 employees
Latest filing:Sep 30, 2025

Waller Financial Planning Group, Inc. is a Columbus, Ohio-based investment advisory firm founded in December 1985 by Larry Waller. The firm, now owned equally by Charles Kerwood III, Jason Eliason, Jason Farris, and Christopher Olsgard, provides investment management and financial planning services, working primarily with retail investors who seek long-term holistic financial guidance. Waller leverages a team-based, collaborative approach and has built its reputation on expertise, independence, and exemplary client service. The firm is registered with the SEC and employs approximately 12 staff members.

Investment Strategy

Waller Financial Planning Group offers personalized investment management and financial planning services, tailoring its strategies to each client's financial goals, history, and needs. Asset management programs are developed using Charles Schwab's platform, with continuous monitoring of portfolios and regular communication. Waller employs both wrap fee and non-wrap fee advisory models, constructing diversified portfolios that frequently include broad-based ETFs and mutual funds. The firm is dedicated to holistic planning, integrating investment management with broader financial considerations such as retirement, education, estate, and insurance planning, always starting with client-specific objectives and long-term aspirations.

Top Buys
S
SPSMSPDR SERIES TRUST
+$3.6M
I
IVVISHARES TR
+$3.5M
S
SPMDSPDR SERIES TRUST
+$2.5M
O
OMFLINVESCO EXCH TRD SLF IDX FD
+$1.8M
S
SPDWSPDR INDEX SHS FDS
+$1.5M
Top Sells
P
PGPROCTER AND GAMBLE CO
-$795.5K
Q
QCOMQUALCOMM INC
-$272.5K
U
UPSUNITED PARCEL SERVICE INC
-$236.7K
W
WORWORTHINGTON ENTERPRISES INC
-$204.3K
W
WMTWALMART INC
-$136.7K

Top Holdings

I
IVVISHARES TR
+12.2%$53.3M
S
SPSMSPDR SERIES TRUST
+8.9%$38.9M
S
SPMDSPDR SERIES TRUST
+8.9%$38.9M
S
SPDWSPDR INDEX SHS FDS
+8.8%$38.2M
O
OMFLINVESCO EXCH TRD SLF IDX FD
+8.3%$36.0M

Equity Positions (71)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IVV
ISHARES TR12.22%$53.3M79,589$445.30$669.30+$3.5M
S
SPSM
SPDR SERIES TRUST8.92%$38.9M839,407$32.43$46.32+$3.6M
S
SPMD
SPDR SERIES TRUST8.92%$38.9M679,846$36.74$57.19+$2.5M
S
SPDW
SPDR INDEX SHS FDS8.76%$38.2M892,195$29.01$42.79+$1.5M
O
OMFL
INVESCO EXCH TRD SLF IDX FD8.26%$36.0M597,670$49.82$60.26+$1.8M

Industry Allocation

ELECTRONIC COMPUTERS
+1.1%
SERVICES-PREPACKAGED SOFTWARE
+0.4%
SEMICONDUCTORS & RELATED DEVICES
+0.3%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+0.3%
PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODS
+0.3%