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Higgins & Schmidt Wealth Strategies LLC

CIK:0001941260
Investment Adviser
$215M AUM
56 holdings
Denver, CO, US
Founded:2010
10 employees
Latest filing:Sep 30, 2025

Higgins & Schmidt Wealth Strategies LLC is a Denver, Colorado-based investment adviser and financial management firm founded in Colorado. The firm provides personalized, tax-efficient financial planning, retirement income strategies, and investment management services, serving individuals, families, and business owners primarily in the Colorado region. Managing partners Steven Higgins and Allie Schmidt offer comprehensive financial guidance. The firm reported approximately $215 million in assets under management and is recognized for client-centered service in wealth planning and portfolio management.

Investment Strategy

Higgins & Schmidt Wealth Strategies LLC focuses on personalized, tax-smart investment solutions, legacy retirement planning, and financial management tailored to each client’s goals. Their approach emphasizes diversification through public equity ETFs, retirement income planning, and proactive adjustment to market conditions. The investment strategy is designed to grow and protect capital over time, integrating comprehensive financial planning with disciplined portfolio management grounded in client relations and trust.

Latest 13F Filing Activity

Higgins & Schmidt Wealth Strategies LLC filed their most recent 13F report on Sep 30, 2025 disclosing 56 equity positions with a total 13F market value of $198M. The fund increased holdings in SPDR Series Trust, SPDR Series Trust, SPDR Index SHS FDS among other positions. Higgins & Schmidt Wealth Strategies LLC reduced exposure to SPDR Series Trust, Invesco Exch Traded FD TR II, SPDR Series Trust among others.

Top Buys
S
SPYVSPDR SERIES TRUST
+$3.0M
S
SPYGSPDR SERIES TRUST
+$2.3M
S
SPDWSPDR INDEX SHS FDS
+$1.5M
A
AAPLAPPLE INC
+$1.3M
A
AVEMAMERICAN CENTY ETF TR
+$1.1M
Top Sells
S
SPLGSPDR SERIES TRUST
-$352.8K
Q
QQQMINVESCO EXCH TRADED FD TR II
-$22.2K
S
SPTMSPDR SERIES TRUST
-$15.8K
A
AMZNAMAZON COM INC
-$15.4K
R
RSPINVESCO EXCHANGE TRADED FD T
+$14.3K

Top Holdings

S
SPYGSPDR SERIES TRUST
+17.0%$33.6M
S
SPYVSPDR SERIES TRUST
+16.4%$32.5M
S
SPDWSPDR INDEX SHS FDS
+14.3%$28.3M
S
SPMDSPDR SERIES TRUST
+6.0%$11.9M
A
AVEMAMERICAN CENTY ETF TR
+5.1%$10.0M

Equity Positions (56)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
SPDR SERIES TRUST16.97%$33.6M321,485$70.62$104.51+$2.3M
SPDR SERIES TRUST16.44%$32.5M588,198$49.70$55.33+$3.0M
SPDR INDEX SHS FDS14.30%$28.3M661,477$34.35$42.79+$1.5M
SPDR SERIES TRUST6.02%$11.9M208,472$49.43$57.19+$846.4K
AMERICAN CENTY ETF TR5.06%$10.0M133,381$59.38$75.11+$1.1M

Industry Allocation

ELECTRONIC COMPUTERS
+1.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.7%
SERVICES-PREPACKAGED SOFTWARE
+0.4%
SEMICONDUCTORS & RELATED DEVICES
+0.4%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+0.3%