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Kagan Cocozza Asset Management
Kagan Cocozza Asset Management is an SEC-registered investment adviser headquartered in Philadelphia, Pennsylvania. Founded in 2010 by Laurence Kagan and Michael Cocozza—both former Merrill Lynch advisors—the firm offers financial planning, wealth management, and portfolio management services with a philosophy focused on risk control, tax efficiency, and cost reduction. Serving a national client base, KCAM partners with clients’ existing tax and legal advisors to provide comprehensive financial management. The firm works with individuals and families across the United States.
Investment Strategy
Kagan Cocozza Asset Management prioritizes risk management, cost reduction, and tax efficiency as core pillars in portfolio construction. Using a disciplined, goal-based planning approach and real-time integration tools, the firm builds portfolios through asset allocation, prudent security selection, and ongoing risk management—eschewing speculative and illiquid investments in favor of long-term, time-tested wealth-building strategies. The firm removes emotional decision-making, sticking to consistent principles to maximize long-term client outcomes.
Latest 13F Filing Activity
Kagan Cocozza Asset Management filed their most recent 13F report on Sep 30, 2025 disclosing 61 equity positions with a total 13F market value of $132M. The fund increased holdings in Apple Inc., SPDR Series Trust, SPDR Series Trust among other positions. Kagan Cocozza Asset Management reduced exposure to Ishares TR, SPDR S&P 500 Etf TR, Select Sector SPDR TR among others.
Top Holdings
Equity Positions (61)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPLG | SPDR SERIES TRUST | 15.68% | $20.7M | 264,424 | $69.08 | $78.34 | +$908.9K |
S SPAB | SPDR SERIES TRUST | 12.54% | $16.6M | 640,613 | $25.06 | $25.85 | +$812.8K |
S SPDW | SPDR INDEX SHS FDS | 8.19% | $10.8M | 252,687 | $34.32 | $42.79 | +$319.6K |
S SPIB | SPDR SERIES TRUST | 6.37% | $8.4M | 248,155 | $32.80 | $33.89 | +$193.2K |
V VIG | VANGUARD SPECIALIZED FUNDS | 6.28% | $8.3M | 38,433 | $195.97 | $215.79 | +$151.0K |
Industry Allocation
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