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Kagan Cocozza Asset Management

CIK:0002064489
Investment Adviser
$420M AUM
61 holdings
Philadelphia, PA, US
Founded:2010
6 employees
Latest filing:Sep 30, 2025

Kagan Cocozza Asset Management is an SEC-registered investment adviser headquartered in Philadelphia, Pennsylvania. Founded in 2010 by Laurence Kagan and Michael Cocozza—both former Merrill Lynch advisors—the firm offers financial planning, wealth management, and portfolio management services with a philosophy focused on risk control, tax efficiency, and cost reduction. Serving a national client base, KCAM partners with clients’ existing tax and legal advisors to provide comprehensive financial management. The firm works with individuals and families across the United States.

Investment Strategy

Kagan Cocozza Asset Management prioritizes risk management, cost reduction, and tax efficiency as core pillars in portfolio construction. Using a disciplined, goal-based planning approach and real-time integration tools, the firm builds portfolios through asset allocation, prudent security selection, and ongoing risk management—eschewing speculative and illiquid investments in favor of long-term, time-tested wealth-building strategies. The firm removes emotional decision-making, sticking to consistent principles to maximize long-term client outcomes.

Top Buys
A
AAPLAPPLE INC
+$1.2M
S
SPLGSPDR SERIES TRUST
+$908.9K
S
SPABSPDR SERIES TRUST
+$812.8K
S
SPDWSPDR INDEX SHS FDS
+$319.6K
V
VNQVANGUARD INDEX FDS
+$290.6K
Top Sells
I
IVVISHARES TR
-$851.6K
S
SPYSPDR S&P 500 ETF TR
-$590.5K
X
XLKSELECT SECTOR SPDR TR
-$578.1K
X
XLFSELECT SECTOR SPDR TR
-$304.6K
T
TSLATESLA INC
-$271.3K

Top Holdings

S
SPLGSPDR SERIES TRUST
+15.7%$20.7M
S
SPABSPDR SERIES TRUST
+12.5%$16.6M
S
SPDWSPDR INDEX SHS FDS
+8.2%$10.8M
S
SPIBSPDR SERIES TRUST
+6.4%$8.4M
V
VIGVANGUARD SPECIALIZED FUNDS
+6.3%$8.3M

Equity Positions (61)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPLG
SPDR SERIES TRUST15.68%$20.7M264,424$69.08$78.34+$908.9K
S
SPAB
SPDR SERIES TRUST12.54%$16.6M640,613$25.06$25.85+$812.8K
S
SPDW
SPDR INDEX SHS FDS8.19%$10.8M252,687$34.32$42.79+$319.6K
S
SPIB
SPDR SERIES TRUST6.37%$8.4M248,155$32.80$33.89+$193.2K
V
VIG
VANGUARD SPECIALIZED FUNDS6.28%$8.3M38,433$195.97$215.79+$151.0K

Industry Allocation

SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.5%
PHARMACEUTICAL PREPARATIONS
+2.1%
NATIONAL COMMERCIAL BANKS
+1.2%
ELECTRONIC COMPUTERS
+1.1%
COMMODITY CONTRACTS BROKERS & DEALERS
+1.0%