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New England Capital Financial Advisors LLC
New England Capital Financial Advisors, LLC is an SEC-registered investment adviser headquartered in South Meriden, Connecticut. The firm is a process-driven wealth management company dedicated to helping clients achieve successful financial outcomes aligned with their life goals. Founded by a team with extensive financial experience, New England Capital employs a collaborative, team-based approach to personalized financial planning and investment management. The firm primarily serves individuals, families, and small businesses, emphasizing long-term relationships, transparency, and comprehensive client service.
Investment Strategy
New England Capital employs a holistic, process-driven approach to wealth management that centers on the unique needs, goals, and risk tolerance of each client. Their philosophy prioritizes integrity, transparency, independence, and long-term relationships. The firm utilizes a team-based model for financial planning and investment advice, aiming to design strategies that address comprehensive financial well-being, asset allocation, and future planning through ongoing, open communication. Investment selections reflect a diversified asset allocation using both equity and fixed income vehicles, with adherence to clients' risk profiles and financial objectives.
Latest 13F Filing Activity
New England Capital Financial Advisors LLC filed their most recent 13F report on Sep 30, 2025 disclosing 406 equity positions with a total 13F market value of $235M. The fund increased holdings in Capital Group Growth Etf, Morgan Stanley Etf Trust, American Centy Etf TR among other positions. New England Capital Financial Advisors LLC reduced exposure to Select Sector SPDR TR, SPDR Series Trust, Ishares U S Etf TR among others.
Top Holdings
Equity Positions (406)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
C CGGR | CAPITAL GROUP GROWTH ETF | 26.97% | $63.5M | 1,444,730 | $20.60 | $43.92 | +$4.8M |
A AVUV | AMERICAN CENTY ETF TR | 9.18% | $21.6M | 216,977 | $87.46 | $99.53 | +$2.2M |
R RSP | INVESCO EXCHANGE TRADED FD T | 8.98% | $21.1M | 111,388 | $145.00 | $189.70 | +$1.2M |
R RLY | SSGA ACTIVE ETF TR | 6.39% | $15.0M | 487,085 | $27.09 | $30.88 | +$1.0M |
C CGCP | CAPITAL GRP FIXED INCM ETF T | 5.49% | $12.9M | 567,985 | $22.54 | $22.72 | +$667.0K |
Industry Allocation
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