NFP Retirement, Inc.
NFP Retirement, Inc., headquartered in Aliso Viejo, California, is a prominent retirement and wealth management advisory firm. As a division of NFP (an Aon company), the firm specializes in delivering customized retirement plan consulting and fiduciary services, serving employers, plan sponsors, and high-net-worth individuals. NFP was originally founded in 1998 (as National Financial Partners), and the retirement arm operates as one of the largest independent retirement consultants in the U.S. with a focus on fiduciary standards, plan design, implementation, and ongoing management. NFP has more than 7,700 employees globally across insurance, benefits, and wealth divisions.
Investment Strategy
NFP Retirement, Inc. delivers highly personalized retirement plan advisory and wealth management services with a focus on fiduciary responsibility, cost efficiency, and regulatory compliance. Their strategy involves tailoring retirement programs to plan sponsors’ and participants’ precise risk profiles and organizational needs, using rigorous research, diversified asset allocation, and ongoing financial education. The firm emphasizes minimizing liability, maximizing plan value, and ensuring compliance with evolving regulations, applying a philosophy rooted in transparency, listening, and proactive client support.
Top Holdings
Equity Positions (294)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 16.48% | $249.5M | 401,775 | $529.46 | $620.90 | -$4.5M |
S SHV | ISHARES TR | 9.09% | $137.5M | 1,245,522 | $110.20 | $110.42 | +$42.8M |
A AGG | ISHARES TR | 3.85% | $58.3M | 587,756 | $97.23 | $99.20 | -$7.2M |
I IDEV | ISHARES TR | 3.57% | $54.0M | 710,612 | $61.95 | $76.04 | -$1.4M |
O ONEQ | FIDELITY COMWLTH TR | 2.41% | $36.5M | 456,020 | $64.54 | $80.10 | +$5.4M |
Options Positions (2)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | Bought | Put | $185.4K | 3 | $617.85 | $617.85 | +3 | +$185.4K |
V VTI | VANGUARD INDEX FDS | New | Put | $60.8K | 2 | $303.93 | $303.93 | +2 | +$60.8K |