Regal Investment Advisors LLC
Regal Investment Advisors LLC is a registered investment adviser headquartered in Kentwood, Michigan. Founded in July 2003 by principal owners John A. Kailunas II, Brian Yarch, and Don Carlson, Regal operates as a limited liability company and conducts its advisory business through a network of independent Investment Adviser Representatives (IARs) across multiple offices nationwide. The firm provides comprehensive investment advisory, planning, and management services to individual investors, high net worth individuals, pension plans, charitable organizations, and corporate clients. As of 2024, Regal employs approximately 118 professionals and manages over $2.4 billion in client assets.
Investment Strategy
Regal Investment Advisors LLC offers individually tailored investment management solutions through a broad network of independent advisers. The firm utilizes a consultative approach, gathering detailed client financial data, goals, risk tolerance, and objectives to ensure investment advice aligns with each investor’s profile. Regal’s investment strategies span equities, fixed income, and other asset classes, with a fiduciary commitment to placing client interests first. The firm educates its advisers on compliance, regularly reviews client portfolios, and maintains rigorous standards to manage conflicts of interest. Regal also provides financial planning and retirement solutions for a broad spectrum of clients, focusing on long-term growth and risk management.
Top Holdings
Equity Positions (477)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 5.24% | $69.9M | 112,526 | $416.08 | $620.90 | -$3.6M |
Q QQQ | INVESCO QQQ TR | 2.56% | $34.2M | 61,997 | $414.81 | $551.64 | +$5.3M |
S SPY | SPDR S&P 500 ETF TR | 2.13% | $28.4M | 45,958 | $445.33 | $617.85 | +$2.5M |
S SCHD | SCHWAB STRATEGIC TR | 1.98% | $26.4M | 996,545 | $22.43 | $26.50 | -$542.2K |
M MSFT | MICROSOFT CORP | 1.92% | $25.7M | 51,573 | $296.16 | $497.41 | +$7.9M |