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Richard W. Paul & Associates, LLC

CIK:0001964203
Investment Adviser
$323M AUM
336 holdings
Novi, MI, United States
Founded:2011
9 employees
Latest filing:Jun 30, 2025

Richard W. Paul & Associates, LLC is an SEC-registered investment adviser headquartered in Novi, Michigan. Founded in 2011 by Richard W. Paul, the firm specializes in fee-based financial planning and investment management for individuals and families. The company maintains a professional team of around 9 employees and serves primarily non-high net worth and high net worth individual clients with personalized financial strategies.

Investment Strategy

Richard W. Paul & Associates, LLC provides customized financial planning and investment management tailored to client goals. The firm acts as a fiduciary, prioritizing trust, honesty, and integrity. Strategies cover retirement planning, insurance, tax strategies, and portfolio management, focusing on building long-term wealth and preparing clients for important life transitions. The approach is client-centric, emphasizing transparency, risk management, and adapting solutions to each individual's unique financial needs.

Latest 13F Filing Activity

Richard W. Paul & Associates, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 326 equity positions with a total 13F market value of $277M. The fund increased holdings in SPDR Series Trust, Ishares TR, Coinbase Global Inc. among other positions. Richard W. Paul & Associates, LLC reduced exposure to Ishares TR, Ishares TR, Invesco QQQ TR among others.

Top Buys
B
BILSPDR SERIES TRUST
+$2.3M
I
IUSGISHARES TR
+$2.2M
C
COINCOINBASE GLOBAL INC
+$1.5M
M
MSFTMICROSOFT CORP
+$1.2M
N
NVDANVIDIA CORPORATION
+$1.1M
Top Sells
M
MCHIISHARES TR
-$1.4M
S
SHVISHARES TR
-$548.6K
Q
QQQINVESCO QQQ TR
-$530.5K
I
IJRISHARES TR
-$393.6K
D
DELLDELL TECHNOLOGIES INC
-$346.6K

Top Holdings

I
IUSVISHARES TR
+5.5%$15.3M
I
IUSGISHARES TR
+5.4%$15.0M
A
AGGISHARES TR
+4.4%$12.2M
I
IJRISHARES TR
+4.2%$11.7M
T
TLTISHARES TR
+3.9%$10.7M

Equity Positions (326)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
ISHARES TR5.54%$15.3M161,976$75.06$94.63+$449.6K
ISHARES TR5.41%$15.0M99,410$85.36$150.40+$2.2M
ISHARES TR4.41%$12.2M123,041$96.19$99.20+$307.6K
ISHARES TR4.24%$11.7M107,216$99.45$109.29-$393.6K
ISHARES TR3.88%$10.7M121,594$90.91$88.25+$257.5K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+4.0%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.8%
SERVICES-PREPACKAGED SOFTWARE
+2.6%
PHARMACEUTICAL PREPARATIONS
+2.5%
SERVICES-BUSINESS SERVICES, NEC
+2.1%