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Safe Harbor Fiduciary, LLC

CIK:0002036114
Investment Adviser
$113M AUM
232 holdings
Pensacola, FL, USA
Founded:2014
5 employees
Latest filing:Jun 30, 2025

Safe Harbor Fiduciary, LLC is a registered investment adviser based in Pensacola, Florida, founded in 2014. The firm is 100% owned by Scott McCaghren and provides discretionary asset management, fixed indexed annuity management, and financial planning services. As of 2025, Safe Harbor Fiduciary manages over $112 million in assets and employs approximately 5 people. The firm serves individual and institutional clients, tailoring investment strategies to each client's specific situation and objectives.

Investment Strategy

Safe Harbor Fiduciary, LLC delivers discretionary asset management services by identifying client investment goals, risk tolerance, time horizon, and objectives. The firm creates custom portfolios, handles investment selection and allocation, and monitors accounts continuously. SHF additionally manages fixed indexed annuities and offers financial planning on a negotiated fee basis. It sometimes recommends or allocates to affiliated ETFs managed by its sister company Coastal Equity Management, raising conflict of interest mitigated by codes of ethics and policies. Their investment approach is personalized, aligning portfolio construction with each client's needs while adhering to fiduciary principles.

Top Buys
J
JEPIJ P MORGAN EXCHANGE TRADED F
+$5.7M
Q
QDPLPACER FDS TR
+$4.1M
P
PTLCPACER FDS TR
+$3.1M
I
IWMISHARES TR
+$3.0M
L
LHXL3HARRIS TECHNOLOGIES INC
+$1.5M
Top Sells
S
SPYSPDR S&P 500 ETF TR
-$4.2M
P
PFFISHARES TR
-$3.1M
B
BNDVANGUARD BD INDEX FDS
-$2.6M
A
AVUVAMERICAN CENTY ETF TR
-$2.3M
U
UPROPROSHARES TR
-$1.6M

Top Holdings

S
SPYSPDR S&P 500 ETF TR
+12.3%$13.1M
Q
QQQINVESCO QQQ TR
+6.0%$6.4M
J
JEPIJ P MORGAN EXCHANGE TRADED F
+5.3%$5.7M
A
AAPLAPPLE INC
+4.6%$4.9M
Q
QDPLPACER FDS TR
+3.8%$4.1M

Equity Positions (228)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPY
SPDR S&P 500 ETF TR12.27%$13.1M21,173$573.76$617.85-$4.2M
Q
QQQ
INVESCO QQQ TR5.99%$6.4M11,587$477.62$551.64+$1.4M
J
JEPI
J P MORGAN EXCHANGE TRADED F5.34%$5.7M100,231$56.85$56.85+$5.7M
A
AAPL
APPLE INC4.57%$4.9M23,733$230.32$205.17+$110.2K
Q
QDPL
PACER FDS TR3.82%$4.1M103,309$39.46$39.46+$4.1M

Industry Allocation

ELECTRONIC COMPUTERS
+4.6%
NATIONAL COMMERCIAL BANKS
+4.2%
PHARMACEUTICAL PREPARATIONS
+3.8%
REAL ESTATE INVESTMENT TRUSTS
+3.4%
SERVICES-PREPACKAGED SOFTWARE
+2.8%