You're signed outSign in or to get full access.
Sax Wealth Advisors, LLC
SAX Wealth Advisors, LLC is an independent registered investment adviser headquartered in Parsippany, NJ, wholly owned by SAX LLP, a nationally ranked accounting, tax, and advisory firm. Founded in 1999, SAX Wealth Advisors operates as a fee-only advisor, recognized by the National Association of Personal Financial Advisors (NAPFA), and serves clients including high-net-worth individuals, families, trusts, corporations, small businesses, charitable organizations, and qualified retirement plans. The firm has additional offices in Ewing, NJ, New York City, NY, Londonderry, NH, and Concord, MA, and is staffed by about 39 employees as of mid-2025.
Investment Strategy
SAX Wealth Advisors provides discretionary and non-discretionary wealth management, employing a consultative, client-centric approach. They collaborate closely with clients to establish risk profiles and investment objectives, create tailored Investment Policy Statements (IPS), and design diversified portfolios primarily composed of no-load mutual funds and ETFs. SAXWA regularly analyzes financial conditions, implements investment recommendations, monitors performance, and conducts periodic reviews. The firm emphasizes passive investment strategies (notably using Dimensional Fund Advisors), fiduciary standards, and comprehensive planning—covering retirement, tax, estate, charitable gift planning, college funding, risk management, and transition planning for investors' asset allocations.
Latest 13F Filing Activity
Sax Wealth Advisors, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 435 equity positions and 1 options positions with a total 13F market value of $2B. The fund increased holdings in Fidelity Merrimack STR TR, Dimensional Etf Trust, Invesco Exch Traded FD TR II among other positions. Sax Wealth Advisors, LLC reduced exposure to Dimensional Etf Trust, Dimensional Etf Trust, American Centy Etf TR among others.
Top Holdings
Equity Positions (435)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
D DFUS | DIMENSIONAL ETF TRUST | 13.89% | $258.4M | 3,566,773 | $56.22 | $72.44 | +$28.8M |
F FBND | FIDELITY MERRIMACK STR TR | 8.47% | $157.6M | 3,407,495 | $45.63 | $46.24 | +$36.6M |
Q QQQM | INVESCO EXCH TRADED FD TR II | 5.34% | $99.3M | 401,956 | $184.33 | $247.12 | +$15.3M |
Q QUAL | ISHARES TR | 4.60% | $85.7M | 440,423 | $151.54 | $194.50 | +$2.5M |
D DFAC | DIMENSIONAL ETF TRUST | 4.30% | $80.0M | 2,074,151 | $27.33 | $38.57 | +$4.0M |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
P PG | PROCTER AND GAMBLE CO | New | Call | $48.7K | 797 | $153.65 | $153.65 | +797.35 | +$48.7K |
Industry Allocation
Investment Team (6)
| Name | Role | Location | |
|---|---|---|---|
 | Partner | New York, NY , United States | |
| Partner | Clifton, NJ , United States | ||
 | Principal | Pennington, NJ , United States | |
 | Partner | Pennington, NJ , United States | |
 | Analyst and Trading Associate | Hoboken, NJ , United States | |
M Matt Cfp® | Partner | New York, NY , United States |
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more