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Signature Estate & Investment Advisors LLC

CIK:0001079935
Investment Adviser
$19B AUM
576 holdings
Los Angeles, CA, United States
Founded:1997
171 employees
Latest filing:Jun 30, 2025

Signature Estate & Investment Advisors LLC (SEIA) is a Registered Investment Adviser (RIA) headquartered in Los Angeles, CA. Founded in 1997, the firm specializes in holistic wealth management, offering investment advisory services, financial planning, and retirement plan consulting to a client base that includes individuals (both high net worth and non-high net worth), charitable organizations, pension/profit sharing plans, and businesses. SEIA has approximately 171 employees, with a significant portion serving as investment advisors and brokers. The firm is owned by SEIA Holdings, LLC, which includes employee and outside investors through partnerships with entities such as Reverence Capital Partners and Advisor Group Holdings.

Investment Strategy

SEIA provides personalized investment management services through a disciplined six-step process involving assessment of client goals, evaluation of risk tolerance, asset allocation, plan implementation, portfolio rebalancing, and continuous monitoring. The firm utilizes both discretionary and non-discretionary management approaches, tailoring solutions via programs like Signature Elite, Signature Allocation Series, and custom Advisor Managed Portfolios. SEIA emphasizes strategic diversification, risk management, and goal-based planning, working closely with clients for approvals on recommended changes, and provides comprehensive financial planning as an integral part of its advisory philosophy.

Top Buys
V
VUGVANGUARD INDEX FDS
+$119.5M
E
EFVISHARES TR
+$80.0M
G
GSLCGOLDMAN SACHS ETF TR
+$65.2M
I
IGMISHARES TR
+$44.7M
X
XLCSELECT SECTOR SPDR TR
+$39.1M
Top Sells
T
TOTLSSGA ACTIVE ETF TR
-$61.4M
O
ORLYOREILLY AUTOMOTIVE INC
-$42.0M
X
XLESELECT SECTOR SPDR TR
-$35.4M
T
TMOTHERMO FISHER SCIENTIFIC INC
-$33.3M
W
WYNNWYNN RESORTS LTD
-$12.6M

Top Holdings

G
GSLCGOLDMAN SACHS ETF TR
+12.5%$541.8M
V
VUGVANGUARD INDEX FDS
+10.3%$448.4M
I
IGMISHARES TR
+5.0%$216.8M
T
TOTLSSGA ACTIVE ETF TR
+4.9%$212.3M
F
FNDXSCHWAB STRATEGIC TR
+4.4%$191.9M

Equity Positions (566)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
G
GSLC
GOLDMAN SACHS ETF TR12.50%$541.8M4,463,502$69.64$121.38+$65.2M
V
VUG
VANGUARD INDEX FDS10.35%$448.4M1,022,867$284.80$438.40+$119.5M
I
IGM
ISHARES TR5.00%$216.8M1,929,928$61.88$112.34+$44.7M
T
TOTL
SSGA ACTIVE ETF TR4.90%$212.3M5,293,089$40.30$40.11-$61.4M
F
FNDX
SCHWAB STRATEGIC TR4.43%$191.9M7,821,721$19.94$24.54+$16.8M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+6.1%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+4.2%
SERVICES-BUSINESS SERVICES, NEC
+3.8%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.4%
SEMICONDUCTORS & RELATED DEVICES
+2.3%