You're signed outSign in or to get full access.
Sims Investment Management, LLC
Sims Investment Management, LLC is an SEC-registered investment adviser headquartered in Cincinnati, Ohio, founded in 2013. The firm primarily serves individuals, pension and profit-sharing plans, corporations, and other business entities, offering customized investment portfolio construction and ongoing advisory services. Principal owner Cory K. Sims oversees a team of 6-7 employees. The firm focuses on personalizing advice to fit each client’s income needs, investment goals, tax considerations, and risk tolerance. It operates with a fiduciary duty to all clients and often works with retirement plans and individual accounts.
Investment Strategy
Sims Investment Management, LLC analyzes, constructs, and manages customized investment portfolios tailored to individual clients' objectives, such as income needs, liquidity requirements, investment time horizons, rate of return targets, tax considerations, and risk tolerance. The firm employs various security analysis methods and utilizes a wide array of investment vehicles including equities, warrants, debt securities, municipal securities, investment company securities, government securities, options, hedge funds, private placements, insurance contracts, and separately managed accounts. Clients may impose specific restrictions on investments, and the firm manages assets both on discretionary and non-discretionary bases. Ongoing consulting is available for pension, profit-sharing, and retirement plans.
Latest 13F Filing Activity
Sims Investment Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 41 equity positions with a total 13F market value of $276M. The fund increased holdings in Schwab Strategic TR, Schwab Strategic TR, Ishares TR among other positions. Sims Investment Management, LLC reduced exposure to Vanguard BD Index FDS, Royal Caribbean Group, Vanguard Index FDS among others.
Top Holdings
Equity Positions (41)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SCHX | SCHWAB STRATEGIC TR | 32.06% | $88.6M | 3,363,369 | $23.02 | $26.34 | +$8.4M |
S SCHA | SCHWAB STRATEGIC TR | 18.76% | $51.8M | 1,857,955 | $25.35 | $27.90 | +$5.3M |
Q QYLD | GLOBAL X FDS | 6.71% | $18.6M | 1,090,655 | $17.76 | $17.01 | +$1.3M |
S SCHD | SCHWAB STRATEGIC TR | 6.17% | $17.1M | 624,793 | $27.55 | $27.30 | +$468.6K |
X XYLD | GLOBAL X FDS | 5.78% | $16.0M | 406,616 | $41.06 | $39.26 | +$1.9M |
Industry Allocation
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more