Smallwood Wealth Investment Management, LLC
Smallwood Wealth Investment Management, LLC is an SEC-registered investment adviser headquartered in Red Bank, New Jersey. Founded in 2017, the firm provides comprehensive wealth management and portfolio management services tailored primarily to individuals, including both high-net-worth and other investors. As of April 2025, the firm manages $294.5 million in assets and employs 12 professionals. The firm prioritizes client goals, risk tolerance, and time horizons, serving individuals, families, and select charitable organizations.
Investment Strategy
Smallwood Wealth Investment Management, LLC employs a client-focused investment strategy, offering portfolio management services that are customized to each client's objectives, risk tolerance, and investment time horizon. The team creates Investment Policy Statements for each client and typically manages diversified portfolios of equities, ETFs, and fixed income products, emphasizing long-term growth, asset allocation, and risk management. The firm’s Form 13F holdings include large exposures to major technology, financial, and consumer sectors, reflecting a balanced and broad-market approach that incorporates domestic and international securities.
Latest 13F Filing Activity
Smallwood Wealth Investment Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 517 equity positions with a total 13F market value of $196M. The fund increased holdings in Ishares TR, Apple Inc., J P Morgan Exchange Traded F among other positions. Smallwood Wealth Investment Management, LLC reduced exposure to Intercontinental Exchange in, Philip Morris Intl Inc., Ishares TR among others.
Top Holdings
Equity Positions (517)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I ITOT | ISHARES TR | 27.73% | $54.5M | 373,874 | $107.36 | $145.65 | +$5.7M |
A AAPL | APPLE INC | 6.09% | $12.0M | 46,992 | $177.02 | $254.63 | +$2.4M |
V VTI | VANGUARD INDEX FDS | 5.51% | $10.8M | 32,949 | $240.85 | $328.17 | +$817.2K |
V VOE | VANGUARD INDEX FDS | 4.18% | $8.2M | 47,043 | $150.10 | $174.58 | +$746.8K |
I ICE | INTERCONTINENTAL EXCHANGE IN | 2.96% | $5.8M | 34,479 | $136.77 | $168.48 | -$532.6K |